Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... illusion of trust August 2022 Issue 5 Self-reporting material matters: An integral part of any robust corporate governance framework Enforcement Update The...
https://www.ia.org.hk/english/legislative_framework/conduct_in_focus.html -
Date: 2024-01-18
[PDF]
cir_aml_20180717.pdf
... Resolutions as defined; or b) insure a ship registered in the DPRK, amongst others. Section 5G of the DPRK Regulation also prohibits a regulated person from provision of financial support (includes insurance) for trade with persons connected with the DPRK without a license. /… - 2 - Should you have any...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180717.pdf -
Date: 2019-02-01
[PDF]
cir_20190705.pdf
... Circular on GL21 5 July 2019 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of all authorized insurers Dear Sirs, GL21: Guideline on Enterprise Risk Management I am writing to inform you that the Insurance Authority (“IA”) has published GL21 – Guideline on Enterprise Risk...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190705.pdf -
Date: 2019-11-29
... in (1) above and the consequences in case of breach. 4. If deemed necessary, you should consult your own legal advisors. 5. The full set of the Act can be found at the official website of FSA at: http://www.fsa.go.jp/common/law/ins01.pdf Kind Regards Tommy Chan Secretary-General & Registrar The Hong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Cir_Res_on_Pro_of_FII_Prod_by_Jap_Resid_v1_10_11_2017_eg19.pdf -
Date: 2019-12-20
... Microsoft Word - GN7AdmnistrativeFrameworkIIQEPaperILAS CIB-GN(7) (Issued on 8 December 2009) Guidance Note on the Administrative Framework in relation to and arising from the enhanced IIQE Paper for Investment-linked Long Term Insurance According to Membership Regulation 3.5, the General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN7on_Adm_Framework_IIQE_for_ILLT_Ins._v1_8_12_09_eg19.pdf -
Date: 2019-12-20
... 2012. Bonus or incentive schemes in force on or after 1 April 2012 must comply with this Guidance Note. 5. Use of gifts, promotions and incentives for Insurance Investment Products Both the SFC Consultation Conclusions and the HKMA ILAS Circulars provide guidance on the reason for...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_GN_Gifts_Promo_and_Incentives_v1_1_2012_20190823.pdf -
Date: 2019-12-20
... According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business. To avoid any doubt or confusion, this Guidance Note is applicable to all classes of Long Term Insurance Business, i.e. including both...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... target benefit / protection period for insurance policy? (tick one) < 1 year 1-5 years 6-10 years 11-20 years > 20 Years 4. Your capacity to pay premiums for insurance or to contribute to investments: a. What is your average monthly income from all sources in the past 2 years? (tick one or more...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
[PDF]
A1_Form_Jan_2022.pdf
... Education Examination (Level 2 or above in 5 subjects, including Chinese or English, and Mathematics) or Hong Kong Certificate of Education Examination (Grade E or above in 5 subjects, including Chinese or English* and Mathematics) *Grade C in English (Syllabus A) is recognised as equivalent to Grade E in...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-01-06
[PDF]
A1_Form_Jan_2022.pdf
... Education Examination (Level 2 or above in 5 subjects, including Chinese or English, and Mathematics) or Hong Kong Certificate of Education Examination (Grade E or above in 5 subjects, including Chinese or English* and Mathematics) *Grade C in English (Syllabus A) is recognised as equivalent to Grade E in...
https://www.ia.org.hk/english/infocenter/forms/files/A1_Form_Jan_2022.pdf -
Date: 2022-05-31