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⏭... Microsoft Word - 20200925 - Complaint Statistics_v5_Eng (Clean version).docx Summary of Complaints received by the Insurance Authority 1 April 2019 – 31 March 2020 Remarks: With effect from 23 September 2019, the Insurance Authority took on the direct regulation of all insurance intermediaries...
https://www.ia.org.hk/english/infocenter/statistics/files/Summary_Complaints_received_by_IA_20190401_20200331_Eng.pdf -
Date: 2020-09-28
... the insurance sector. The major proposals include raising the minimum amounts of paid-up capital and net assets of an insurance broker company (from HK$100,000 to HK$500,000) and the amount of minimum indemnity limit (from HK$3 million to HK$5 million) for its PII. Such proposals will help...
https://www.ia.org.hk/english/infocenter/press_releases/20181123.html -
Date: 2018-11-23
[HTML]
Statistics
... 73,382 5,189 78,571 Licensed Technical Representatives (Agent) * 22,493 1,169 23,662 Licensed Technical Representatives (Broker...
https://www.ia.org.hk/english/infocenter/statistics/statistics.html -
Date: 2024-01-09
... illusion of trust August 2022 Issue 5 Self-reporting material matters: An integral part of any robust corporate governance framework Enforcement Update The...
https://www.ia.org.hk/english/legislative_framework/conduct_in_focus.html -
Date: 2024-01-18
[PDF]
cir_aml_20180717.pdf
... Resolutions as defined; or b) insure a ship registered in the DPRK, amongst others. Section 5G of the DPRK Regulation also prohibits a regulated person from provision of financial support (includes insurance) for trade with persons connected with the DPRK without a license. /… - 2 - Should you have any...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180717.pdf -
Date: 2019-02-01
[PDF]
cir_20190705.pdf
... Circular on GL21 5 July 2019 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of all authorized insurers Dear Sirs, GL21: Guideline on Enterprise Risk Management I am writing to inform you that the Insurance Authority (“IA”) has published GL21 – Guideline on Enterprise Risk...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190705.pdf -
Date: 2019-11-29
... in (1) above and the consequences in case of breach. 4. If deemed necessary, you should consult your own legal advisors. 5. The full set of the Act can be found at the official website of FSA at: http://www.fsa.go.jp/common/law/ins01.pdf Kind Regards Tommy Chan Secretary-General & Registrar The Hong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Cir_Res_on_Pro_of_FII_Prod_by_Jap_Resid_v1_10_11_2017_eg19.pdf -
Date: 2019-12-20
... Agents’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Agents’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Brokers (“Brokers’ Code”). Certain feedback received on the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Agents’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Agents’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Brokers (“Brokers’ Code”). Certain feedback received on the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... 4.2.5 under the heading of “Fit and Proper Criteria”. The regulation is revised as follows: 4.2.5 such person has any unsatisfied judgement or court order requiring the payment of damages or other sums of money in relation to any trade or business carried on by him or in which he has been concerned...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_CIB_Membership_Regulations_v8_15_1_2013_eg19.pdf -
Date: 2019-12-20