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⏭... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24
[PDF]
Agent_Code_Eng.pdf
... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... given by the licensed insurance broker company discounting its commission) shall not be regarded as a Gift under GL31 or the Guideline. Section 4 – Scope of Application Q5 In respect to a life insurance policy which combines long term business with additional business of the nature specified in Part 3...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL25.pdf -
Date: 2020-09-24
... given by the licensed insurance broker company discounting its commission) shall not be regarded as a Gift under GL31 or the Guideline. Section 4 – Scope of Application Q5 In respect to a life insurance policy which combines long term business with additional business of the nature specified in Part 3...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL25.pdf -
Date: 2020-12-21
... No.____________________________) ☐ No ☐ Yes (If Yes, please provide the Insurance Intermediary Licence No.____________________________) ☐ No VI. Directors and Controllers Please list your directors and controllers in the table below and submit Form S5/S6 – Information on Director/Controller (Individual)/(Body Corporate) (as...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-01-06
... No.____________________________) ☐ No ☐ Yes (If Yes, please provide the Insurance Intermediary Licence No.____________________________) ☐ No VI. Directors and Controllers Please list your directors and controllers in the table below and submit Form S5/S6 – Information on Director/Controller (Individual)/(Body Corporate) (as...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-05-31
... No.____________________________) ☐ No ☐ Yes (If Yes, please provide the Insurance Intermediary Licence No.____________________________) ☐ No VI. Directors and Controllers Please list your directors and controllers in the table below and submit Form S5/S6 – Information on Director/Controller (Individual)/(Body Corporate) (as...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2020-06-24
..., propose law reforms Assist Financial Secretary to maintain financial stability Facilitate market development, promote competitiveness Promote public education 5 Our Organization Insurance Authority Corporate Services Committee External Relations Committee Audit Committee Codes and Guidelines Committee CEO...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf -
Date: 2021-12-09
[PDF]
Cirdd20210712.pdf
... be of interest to IIs. They include 1) adoption of the Guidance on Proliferation Financing Risk Assessment and Mitigation4; 2) publication of two reports on digital transformation5; and 3) release of a white paper for public consultation on potential amendments to Recommendation 24 on the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd20210712.pdf -
Date: 2021-11-26
... be of interest to IIs. They include 1) adoption of the Guidance on Proliferation Financing Risk Assessment and Mitigation4; 2) publication of two reports on digital transformation5; and 3) release of a white paper for public consultation on potential amendments to Recommendation 24 on the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATFPublicStatementCircular_20210712.pdf -
Date: 2021-11-26