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⏭... ................................................................. 15 Chapter One: High-level principles for creating a risk-based approach .............................................. 15 Principle One: Understanding and responding to the threats and vulnerabilities: a national risk assessment...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... ................................................................. 15 Chapter One: High-level principles for creating a risk-based approach .............................................. 15 Principle One: Understanding and responding to the threats and vulnerabilities: a national risk assessment...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... ................................................................. 15 Chapter One: High-level principles for creating a risk-based approach .............................................. 15 Principle One: Understanding and responding to the threats and vulnerabilities: a national risk assessment...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
[PDF]
3_CIB_GN5_on_Annual_Cert_by_for_Comple_with_IAs_Guideline_on_AML_and_CTF_v3_23_1_2014_eg19.pdf
... - 1 - CIB-GN(5) (Issued on 22 June 2007) (Revised on 15 March 2012) (Revised on 23 January 2014) Guidance Note on Annual Certification by Members Being Engaged in Long Term Insurance Business for Compliance with IA’s Guideline on Anti-Money Laundering and Counter-Terrorist Financing According to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN5_on_Annual_Cert_by_for_Comple_with_IAs_Guideline_on_AML_and_CTF_v3_23_1_2014_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/10a_CIB_Membership_Regulations_v10_8_4_2014_eg19.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_GN4_GL_on_Misconduct_v1_8_1998_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_CIB_Membership_Regulations_v6_10_8_2010_eg19.pdf -
Date: 2019-12-20
[PDF]
QAs_GL14_2020623.pdf
... not regarded as outsourcing in Annex 1 to GL14. Q8 If a debt collection agency collects the outstanding debts from insurance agents on behalf of their authorized insurer principal, is this regarded as outsourcing? A8 Debt collection from insurance agents is part of an authorized insurer’s routine...
https://www.ia.org.hk/english/legislative_framework/files/QAs_GL14_2020623.pdf -
Date: 2020-09-24
... 檔號: MC/CPD/CIR 僅經電郵發送 致： 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知，保險業監管局(“保監局”)已於2022年1月8日，對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定，採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期，保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人，直至他們完 成...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
... Insurance Authority hosts housewarming reception in its new office 8 February 2018 The Insurance Authority (IA) today (8 February 2018) celebrated its new office in Wong Chuk Hang with a housewarming reception attended by over 130 guests from the...
https://www.ia.org.hk/english/infocenter/press_releases/Insurance_Authority_hosts_housewarming_reception_in_its_new_office.html -
Date: 2018-07-10