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⏭... different to that of the industry. 8. As pointed out by Niall Ferguson, - 3 - “Evolution in financial services occurs within the regulatory framework”1. A sound regulatory framework, whilst protecting the interests of policyholders, is facilitating growth of the industry through healthy evolution and...
https://www.ia.org.hk/english/infocenter/files/Section6.2_160421_HKFIlunchtalk.pdf -
Date: 2020-06-12
[PDF]
GL14.pdf
...……………………………………….….. 3 6. Supervisory Approach…………………………….……... 14 7. Commencement………………………………………….. 15 Annex Examples of Outsourcing …………………………….…. 1 Prior Notification of Material Outsourcing Arrangement – Checklist of Information to be Submitted to the Insurance Authority for Entering into an Outsourcing Arrangement...
https://www.ia.org.hk/english/legislative_framework/files/GL14.pdf -
Date: 2020-09-24
... Chief Executive Officer of the Insurance Authority re-elected as Chairman of the Asian Forum of Insurance Regulators 31 July 2020 The 15th Annual Meeting of the Asian Forum of Insurance Regulators (AFIR) took place via videoconference on 14 July...
https://www.ia.org.hk/english/infocenter/press_releases/20200731.html -
Date: 2020-07-31
... stakeholders. Currently, the platform has 39 members, including insurers, reinsurers, captive insurers and insurance brokers. For details please refer to the BRIEF website. In the same month, the IA authorized the first captive insurer after it started regulating the industry in June 2017, bringing the total...
https://www.ia.org.hk/english/portal_for_insurers/brief/20190911.htm -
Date: 2019-09-13
... platform has 39 members, including insurers, reinsurers, captive insurers and insurance brokers. For details please refer to the BRIEF website. In the same month, the IA authorized the first captive insurer after it started regulating the industry in June 2017, bringing the total number of captive insurers...
https://www.ia.org.hk/english/infocenter/press_releases/20190911.html -
Date: 2019-09-11
... Ref: MC/INT 1 August 2017 To: Chief Executives of All Authorized Insurers Carrying on Direct Business other than Captive Insurers Dear Sir/Madam, Fitness and Properness of Appointed Insurance Agents In the first half of 2017, the Insurance Agents Registration Board (IARB) substantiated a total of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Fitness_and_Properness_of_Appointed_Insurance_Agents.pdf -
Date: 2018-01-12
[PDF]
e-ppt20141013-01.pdf
... AML/CFT policies and controls relative to their size, complexity, business and risk profile? 7 AML/CFT Systems and Senior Management Oversight 8 DOs • Senior management commitment on AML/CFT compliance • Dedicated manpower and resources to focus on AML/CFT compliance • Regular review of AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-02.pdf
... • Products • Customer base • Volume/nature of transactions • AML compliance employee turnover • Expected client/revenue growth 8 Process of ML/TF Risk Assessment Identify Assess Understand Risk Profile reflecting risk appetite 9 9 How to make use of outcome of ML/TF Risk Assessment? AML/CFT system • Design...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2021-11-12
[PDF]
e-ppt20141013-01.pdf
... AML/CFT policies and controls relative to their size, complexity, business and risk profile? 7 AML/CFT Systems and Senior Management Oversight 8 DOs • Senior management commitment on AML/CFT compliance • Dedicated manpower and resources to focus on AML/CFT compliance • Regular review of AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2022-04-27
[PDF]
ppt20151109-02.pdf
... • Products • Customer base • Volume/nature of transactions • AML compliance employee turnover • Expected client/revenue growth 8 Process of ML/TF Risk Assessment Identify Assess Understand Risk Profile reflecting risk appetite 9 9 How to make use of outcome of ML/TF Risk Assessment? AML/CFT system • Design...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2022-04-27