Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
e-ppt20141013-01.pdf
... AML/CFT policies and controls relative to their size, complexity, business and risk profile? 7 AML/CFT Systems and Senior Management Oversight 8 DOs • Senior management commitment on AML/CFT compliance • Dedicated manpower and resources to focus on AML/CFT compliance • Regular review of AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2019-11-05
[PDF]
ppt20151109-02.pdf
... • Products • Customer base • Volume/nature of transactions • AML compliance employee turnover • Expected client/revenue growth 8 Process of ML/TF Risk Assessment Identify Assess Understand Risk Profile reflecting risk appetite 9 9 How to make use of outcome of ML/TF Risk Assessment? AML/CFT system • Design...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05
... Council Committee was published in the Gazette ( G.N. 2143 and G.N. 2274) on 2 April 2004 and 8 April 2004 in accordance with the Ordinance and the Regulation respectively. The new list is available on the Government website (www.info.gov.hk/pd/content/index1.htm) under Gazette: Government Notice...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular160404.html -
Date: 2017-06-23
[PDF]
cir_aml_20190415.pdf
... Frequently Asked Questions in relation to Anti-Money Laundering and Counter-Terrorist Financing 15 April 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Frequently Asked Questions in relation to Anti-Money Laundering and...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20190415.pdf -
Date: 2019-12-24
... Insurance Authority warns against fraudulent website 24 January 2020 The Insurance Authority (IA) today (24 January 2020) alerted the public to a fraudulent website with the domain name of “http://www.minmin8.com/”. The aforesaid website...
https://www.ia.org.hk/english/infocenter/press_releases/20200124.html -
Date: 2020-01-24
[PDF]
cir_aml_20171011.pdf
... Changes Customers – Individual (Paragraph 4.8.8) An FI should obtain and verify the residential address (and permanent address if different) of a direct customer with whom it establishes a business relationship as this is useful for verifying an individual’s identity and background. FIs are required to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171011.pdf -
Date: 2018-01-15
... report issued by an international renowned reinsurer, total investment in the Belt & Road countries outside China are expected to amount to some USD 5 trillion by 2030. Along with the tremendous investment and business opportunities, the transnational nature of the Initiative and the heterogeneity of the...
https://www.ia.org.hk/english/infocenter/files/The_1st_Belt_and_Road_International_Financial_Cooperation_Summit.pdf -
Date: 2021-12-09
... report issued by an international renowned reinsurer, total investment in the Belt & Road countries outside China are expected to amount to some USD 5 trillion by 2030. Along with the tremendous investment and business opportunities, the transnational nature of the Initiative and the heterogeneity of the...
https://www.ia.org.hk/english/infocenter/files/The_1st_Belt_and_Road_International_Financial_Cooperation_Summit.pdf -
Date: 2021-09-08
... report issued by an international renowned reinsurer, total investment in the Belt & Road countries outside China are expected to amount to some USD 5 trillion by 2030. Along with the tremendous investment and business opportunities, the transnational nature of the Initiative and the heterogeneity of the...
https://www.ia.org.hk/english/infocenter/files/The_1st_Belt_and_Road_International_Financial_Cooperation_Summit.pdf -
Date: 2020-06-12