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⏭... (Cap. 615) (“AMLO”)1, 2. The disciplinary action follows an investigation by the IA which discovered the following failures by the Companies, during the period from January 2015 to October 2017: The Companies failed to maintain effective procedures to determine...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... supervisory tool to gauge the level of compliance by insurers • Routine and thematic inspection visits conducted to more than 20 insurers since April 2012 Presenter Presentation Notes Key Areas for Improvement: 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[HTML]
Download Area
... 09 Annex K specification version 2.0 10 Example of upload Annex K by HKD (csv format, pls. use notepad to open it) 11 Example of upload Annex K by USD (csv format, pls. use notepad to open it...
https://www.ia.org.hk/english/portal_for_insurers/lisa/download_area.html -
Date: 2024-01-18
... Episode 2: The Trap Episode 3: The Choice Radio segments (Cantonese only) 30-second radio sound clip Episode 1: What is a participating policy Episode 2: How to choose a participating policy Episode 3...
https://www.ia.org.hk/english/participating_policy/publicity_and_educational_materials.html -
Date: 2024-01-18
[PDF]
rbc_consultation_faq.pdf
... framework develops a more risk-sensitive capital adequacy framework. The capital requirements for an insurance company are determined in relation to the level of risk that the company is bearing. Q2 Why is the IA proposing an RBC framework for the insurance industry of Hong Kong? A2 In recent years, it has...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_faq.pdf -
Date: 2019-09-03
[PDF]
cir_aml_20171006.pdf
... 2aml_tec-6-45_CE_20171006 _with letterhead_.pdf 6 October 2017 Direct line: 2153 2181 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers Dear Sirs, United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (Libya) Regulation 2011 (Amendment) Regulation 2017 We...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171006.pdf -
Date: 2018-01-15
... P1 of 2 Candidates are recommended to study the 2013 Edition of the Study Notes for examinations to be held before 6 November 2017. Insurance Intermediaries Qualifying Examination – Paper I Syllabus for Principles and Practice of Insurance Examination I. RISK AND INSURANCE i. Concept of Risk A....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.PP_syllabus_eng_2013_2017.pdf -
Date: 2019-12-02
... P1 of 2 Candidates are recommended to study the 2017 Edition of the Study Notes for examinations to be held before 12 November 2018. Insurance Intermediaries Qualifying Examination – Paper I Syllabus for Principles and Practice of Insurance Examination I. RISK AND INSURANCE i. Concept of Risk A....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_syllabus_eng_2017_2018.pdf -
Date: 2019-12-02