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... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf - Date: 2020-06-24
... Intermediary mailto:[email protected] IA (May/2018) - 2 - *Please delete where appropriate (B) Details of the relevant events/ incidents giving rise to your complaint (Please give full details of the relevant events/ incidents in chronological order with relevant information such as dates, places and...
https://www.ia.org.hk/english/infocenter/statistics/files/Complaint_Form_Eng_201807.pdf - Date: 2020-09-28
... Intermediary mailto:[email protected] IA (May/2018) - 2 - *Please delete where appropriate (B) Details of the relevant events/ incidents giving rise to your complaint (Please give full details of the relevant events/ incidents in chronological order with relevant information such as dates, places and...
https://www.ia.org.hk/english/infocenter/statistics/files/Complaint_Form_Eng_201807.pdf - Date: 2019-09-12
... Page 1. Commencement ......................................................................B1485 2. Interpretation ..........................................................................B1485 3. Share capital ...........................................................................B1487 4. Net...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Insurance_FinancialandOtherRequirementsforLicensedInsuranceBrokerCompanies_Rules.pdf - Date: 2020-06-24
... Microsoft Word - Appendix 1 Draft Guideline on Sale of Investment-Linked Assurance Scheme (╜ILAS╚) Products .DOCX GL26 GUIDELINE ON SALE OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Scope and Interpretation...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf - Date: 2020-09-24
... Microsoft Word - Appendix 1 Draft Guideline on Sale of Investment-Linked Assurance Scheme (╜ILAS╚) Products .DOCX GL26 GUIDELINE ON SALE OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Scope and Interpretation...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf - Date: 2020-06-24
... Microsoft Word - Appendix 1 Draft Guideline on Sale of Investment-Linked Assurance Scheme (╜ILAS╚) Products .DOCX GL26 GUIDELINE ON SALE OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Scope and Interpretation...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf - Date: 2020-06-24
[PDF] GL26.pdf
... Microsoft Word - Appendix 1 Draft Guideline on Sale of Investment-Linked Assurance Scheme (╜ILAS╚) Products .DOCX GL26 GUIDELINE ON SALE OF INVESTMENT-LINKED ASSURANCE SCHEME (“ILAS”) PRODUCTS Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Scope and Interpretation...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf - Date: 2019-11-29
... Report (‘STR’) • Major Responsibilities (2) : – Study the trend used by the criminals in ML/TF – Outreaching and training Joint Financial Intelligence Unit Relevant Legislation Joint Financial Intelligence Unit Relevant Legislation 1. Drug Trafficking (Recovery of Proceeds) Ordinance, Cap. 405 (‘DTROP...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-02.pdf - Date: 2021-11-12