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⏭... activities? A2: In this scenario, the bank staff does not provide, explain or discuss with the client any information relating to a particular insurance product. Rather, the bank staff is introducing the generic insurance concept of annuities to the client (i.e. providing generic information on a type of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf -
Date: 2019-11-29
[PDF]
Eng_GL23_FPP.pdf
... Criteria for Business Entity 14 7. Commencement 20 Annex 1 Insurance Intermediaries Qualifying Examination 21 Annex 2 Exemptions 25 1 1. Introduction 1.1 This Guideline is issued pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“the Ordinance”) to outline the criteria and matters that the...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
[PDF]
GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf
... Criteria for Business Entity 14 7. Commencement 20 Annex 1 Insurance Intermediaries Qualifying Examination 21 Annex 2 Exemptions 25 1 1. Introduction 1.1 This Guideline is issued pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“the Ordinance”) to outline the criteria and matters that the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... Criteria for Business Entity 14 7. Commencement 20 Annex 1 Insurance Intermediaries Qualifying Examination 21 Annex 2 Exemptions 25 1 1. Introduction 1.1 This Guideline is issued pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“the Ordinance”) to outline the criteria and matters that the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
... Criteria for Business Entity 14 7. Commencement 20 Annex 1 Insurance Intermediaries Qualifying Examination 21 Annex 2 Exemptions 25 1 1. Introduction 1.1 This Guideline is issued pursuant to section 133 of the Insurance Ordinance (Cap. 41) (“the Ordinance”) to outline the criteria and matters that the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10
... the discussions held will also be prepared. 20. Meetings will be scheduled to take into account the need to allow for an initial period for interested parties to become familiar with the Standard and submit questions, and for a period of stability prior to the mandatory effective date of HKFRS 17. 21...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/HKICPA_letter_on_HKFRS_17.pdf -
Date: 2018-11-30
... Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules 6 minimum capital or net assets. In our view, the proposed minimum level of $500,000 already represents a reasonable baseline. 21. Feedback from one insurance broker company suggested...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03