Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
MA-IA_GWS_MoU_2021.pdf
... the IA considers it likely that an HKMA regulated entity may be designated as a DIHC. IV. EFFECTIVE DATE AND AMENDMENTS 21. This GWS MoU will take effect on 14 May 2021. 22. Either Party may at any time request for a specific amendment, whether by supplement or otherwise, to this GWS MoU, or may...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MA-IA_GWS_MoU_2021.pdf -
Date: 2021-09-01
[PDF]
Circular_01042022.pdf
... prescribed in GL29. Insurers should update10 the cooling-off notice accordingly to reflect the change in circumstances. 21. Insurers, licensed insurance agencies and licensed insurance broker companies should have proper controls, procedures and adequate supervision to ensure their staff, licensed 10 For...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01042022.pdf -
Date: 2022-05-31
[PDF]
Appendix_B.PDF
...洗錢條例，任何金融機構的僱員、或受僱為金融機構工 作、或關涉金融機構的管理的人，如(1)明知；或(2)出於詐騙該 金融機構或任何有關當局的意圖，而致使或准許該金融機構違反 打擊洗錢條例指明的條文，即屬犯罪。任何金融機構的僱員、或 受僱為金融機構工作、或關涉金融機構的管理的人，如明知而違 反指明的條文，一經定罪，最高可被判監禁2年及罰款一百萬元。 該人如出於詐騙該金融機構或任何有關當局的意圖而違反指明 的條文，一經定罪，最高可被判監禁7年及罰款一百萬元。 打擊洗錢 條例第21 條 1.18 有關當局可向違反打擊洗錢條例的任何指明的條文的金融機構 採取紀律行動。可採取的紀律行動包括公開譴責有關...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
[PDF]
cir_aml_20170518.pdf
... 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply please quote this ref. INS/TEC/6/45 來函檔號 Your ref. 電 話 Tel. 2867 2711 18 May 2017 CORRESPONDENCE SHOULD BE ADDRESSED TO “THE COMMISSIONER OF INSURANCE” AND NOT TO INDIVIDUAL OFFICERS 來函請書明保險業...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170518.pdf -
Date: 2018-01-15
[PDF]
GL3_Appendix_B.pdf
...。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 《打擊洗錢條 例》第 5 條 1.22 根據《打擊洗錢條例》，任何保險機構的僱員、或受僱 為保險機構工作的人、或關涉保險機構的管理的人，如 (1)明知或(2)出於詐騙有關保險機構或...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
... 條規定保險機構須採取 所有合理措施，以 (a)確保設有適當的預防措施，以防止 違反附表 2 第 2 及 3 部的任何規定；及(b)緩減洗錢及恐 怖分子資金籌集風險。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 6 特別...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... insurance intermediary’s application to vary the type of regulated activity as specified in the licence of the SFC-licensed corporation; (iii) an authorized insurer or a licensed insurance intermediary’s application for approval to be a substantial 9 shareholder of an SFC-licensed corporation; and (iv) an...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... insurance intermediary’s application to vary the type of regulated activity as specified in the licence of the SFC-licensed corporation; (iii) an authorized insurer or a licensed insurance intermediary’s application for approval to be a substantial 9 shareholder of an SFC-licensed corporation; and (iv) an...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01