..., understood and I agree to the attached Personal Information Collection Statement. ☐ I am holding a licence that is different to the type of licence applied for in this application. By ticking this box, I confirm that I will request all the appointing principal(s) of that licence to terminate my appointment...

..., understood and I agree to the attached Personal Information Collection Statement. ☐ I am holding a licence that is different to the type of licence applied for in this application. By ticking this box, I confirm that I will request all the appointing principal(s) of that licence to terminate my appointment...

... the IA considers it likely that an HKMA regulated entity may be designated as a DIHC. IV. EFFECTIVE DATE AND AMENDMENTS 21. This GWS MoU will take effect on 14 May 2021. 22. Either Party may at any time request for a specific amendment, whether by supplement or otherwise, to this GWS MoU, or may...

... decided to procure an ILAS policy, he/she should be fully apprised of the key products features again, as well as his/her rights and obligations, such as the right to ask for details of the intermediaries’ remuneration, the need to complete the post-sale call, the 21-day cooling- off period etc. The IFS...

... the IA considers it likely that an HKMA regulated entity may be designated as a DIHC. IV. EFFECTIVE DATE AND AMENDMENTS 21. This GWS MoU will take effect on 14 May 2021. 22. Either Party may at any time request for a specific amendment, whether by supplement or otherwise, to this GWS MoU, or may...

... prescribed in GL29. Insurers should update10 the cooling-off notice accordingly to reflect the change in circumstances. 21. Insurers, licensed insurance agencies and licensed insurance broker companies should have proper controls, procedures and adequate supervision to ensure their staff, licensed 10 For...

...洗錢條例，任何金融機構的僱員、或受僱為金融機構工 作、或關涉金融機構的管理的人，如(1)明知；或(2)出於詐騙該 金融機構或任何有關當局的意圖，而致使或准許該金融機構違反 打擊洗錢條例指明的條文，即屬犯罪。任何金融機構的僱員、或 受僱為金融機構工作、或關涉金融機構的管理的人，如明知而違 反指明的條文，一經定罪，最高可被判監禁2年及罰款一百萬元。 該人如出於詐騙該金融機構或任何有關當局的意圖而違反指明 的條文，一經定罪，最高可被判監禁7年及罰款一百萬元。 打擊洗錢 條例第21 條 1.18 有關當局可向違反打擊洗錢條例的任何指明的條文的金融機構 採取紀律行動。可採取的紀律行動包括公開譴責有關...

...。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 《打擊洗錢條 例》第 5 條 1.22 根據《打擊洗錢條例》，任何保險機構的僱員、或受僱 為保險機構工作的人、或關涉保險機構的管理的人，如 (1)明知或(2)出於詐騙有關保險機構或...

... 條規定保險機構須採取 所有合理措施，以 (a)確保設有適當的預防措施，以防止 違反附表 2 第 2 及 3 部的任何規定；及(b)緩減洗錢及恐 怖分子資金籌集風險。 《打擊洗錢條 例》第 5 條 1.21 根據《打擊洗錢條例》，保險機構如(1)明知或(2)出於詐 騙保監局的意圖，而違反《打擊洗錢條例》的指明條 文，即屬犯罪。「指明條文」列載於《打擊洗錢條例》 第 5(11)條。保險機構如明知而違反指明條文，一經定 罪，最高刑罰為監禁兩年及罰款 1,000,000 元。保險機構 如出於詐騙保監局的意圖而違反指明條文，一經定罪， 最高刑罰為監禁 7 年及罰款 1,000,000 元。 6 特別...