... IAT for the decisions to be reviewed within 21 days after the Decision Notice has been served. This period may be extended by applying to the IAT and demonstrating good cause. Appeal to the Court of Appeal If the Regulated Person is dissatisfied with the IAT’s decision, an appeal can be made to the...

... the “Report” option from the vertical menu on the left; iii. selecting “(8). CPD hours required for the Assessment Period 2021/2022” from the pull down menu of “Report Type”; and iv. clicking ‘Download’. The CPD Lists will be updated by the IA on a daily basis to keep track of the status of the...

...) 第128(1)(a)(ii)條 300,000 21 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 2,000 22 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 5,000 23 Section 128(1)(a)(ii) 第128(1)(a)(ii)條 30,000 For requesting the Authority to give consent to a person other than a non-profit making entity for the purposes of section 120(1) or...

... misconduct by a professional body to which he belongs or by the Association in breach of guidelines and regulations which may be from time to time determined by the Association concerning the conduct and integrity of the members; (e) he/she is a resident in HKSAR and is at least 21 years of age; (f) he/she...

...) highlight the type of problems which can arise when a policyholder pays premium to an individual insurance agent, rather than making payment directly to the insurer. These types of problems are illustrated below: As stated in the Code of Conduct for Licensed Insurance Agents, a licensed individual insurance...

...) highlight the type of problems which can arise when a policyholder pays premium to an individual insurance agent, rather than making payment directly to the insurer. These types of problems are illustrated below: As stated in the Code of Conduct for Licensed Insurance Agents, a licensed individual insurance...

... differentiation, a specific set of Important Facts Statement must be prepared for this purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for...

... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....

... the Board…………...……… 8 6. Board Matters…………………………………………...... 11 7. Risk Management and Internal Control Systems…........... 13 8. Committees…..………………………………................... 21 9. Remuneration Matters…..…………………...................... 25 10. Servicing of Customers…..………………….................... 30 11....

..., understood and I agree to the attached Personal Information Collection Statement. ☐ I am holding a licence that is different to the type of licence applied for in this application. By ticking this box, I confirm that I will request all the appointing principal(s) of that licence to terminate my appointment...