... Risk Profile reflecting risk appetite 7 7 Factors to consider Q u a lit a ti v e • Nature, scale, diversity and complexity of business • Distribution channels • Geographical location/Country • Reliance on third party service providers • Previous internal audit/regulatory findings Q u a n ti ta ti v e...

... Risk Profile reflecting risk appetite 7 7 Factors to consider Q u a lit a ti v e • Nature, scale, diversity and complexity of business • Distribution channels • Geographical location/Country • Reliance on third party service providers • Previous internal audit/regulatory findings Q u a n ti ta ti v e...

... The Insurance Authority reprimands and bans Yam Wai Shu for 5 months 7 Jul 2021 The Insurance Authority (“IA”) has reprimanded Yam Wai Shu, a former individual insurance agent appointed by Prudential Hong Kong Limited (&ldquo...

...……………………………………….….. 3 6. Supervisory Approach…………………………….……... 14 7. Commencement………………………………………….. 15 Annex Examples of Outsourcing …………………………….…. 1 Prior Notification of Material Outsourcing Arrangement – Checklist of Information to be Submitted to the Insurance Authority for Entering into an Outsourcing Arrangement...

... Leaflet 2019 Printing ver.ai Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO) and Relevant Regulatory Requirements 打擊洗錢及恐怖分子資金籌集 條例和相關監管要求 Course Objectives 課程目標 1. To raise participants' awareness of the vulnerability of the insurance sector to money laundering & terrorist...

... Leaflet 2019 Printing ver.ai Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO) and Relevant Regulatory Requirements 打擊洗錢及恐怖分子資金籌集 條例和相關監管要求 Course Objectives 課程目標 1. To raise participants' awareness of the vulnerability of the insurance sector to money laundering & terrorist...

... Leaflet 2019 Printing ver.ai Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO) and Relevant Regulatory Requirements 打擊洗錢及恐怖分子資金籌集 條例和相關監管要求 Course Objectives 課程目標 1. To raise participants' awareness of the vulnerability of the insurance sector to money laundering & terrorist...

... any law. The IA reserves the right to review and update this Note from time to time. 1.7. Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 5 2. General Description of the Activity-Based Regime 2.1. The regulatory regime for...

... any law. The IA reserves the right to review and update this Note from time to time. 1.7. Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 5 2. General Description of the Activity-Based Regime 2.1. The regulatory regime for...

... any law. The IA reserves the right to review and update this Note from time to time. 1.7. Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 5 2. General Description of the Activity-Based Regime 2.1. The regulatory regime for...