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⏭... Insurance Agents 7 II. Feedback on each section of the Agents’ Code 19. Part II summarizes the main feedback received from respondents on each section of the Agents’ Code and explains any consequential revisions made. A. Introduction to the Agents’ Code 20. The Introduction to the Agents’ Code, sets out the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... Insurance Agents 7 II. Feedback on each section of the Agents’ Code 19. Part II summarizes the main feedback received from respondents on each section of the Agents’ Code and explains any consequential revisions made. A. Introduction to the Agents’ Code 20. The Introduction to the Agents’ Code, sets out the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... any law. The IA reserves the right to review and update this Note from time to time. 1.7. Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 5 2. General Description of the Activity-Based Regime 2.1. The regulatory regime for...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2021-10-12
... any law. The IA reserves the right to review and update this Note from time to time. 1.7. Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 5 2. General Description of the Activity-Based Regime 2.1. The regulatory regime for...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2020-07-06
... any law. The IA reserves the right to review and update this Note from time to time. 1.7. Unless otherwise specified, words and expressions in this Note shall have the same meanings as given to them in the Ordinance. 5 2. General Description of the Activity-Based Regime 2.1. The regulatory regime for...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2018-11-30
[PDF]
ppt20151109-02.pdf
... Risk Profile reflecting risk appetite 7 7 Factors to consider Q u a lit a ti v e • Nature, scale, diversity and complexity of business • Distribution channels • Geographical location/Country • Reliance on third party service providers • Previous internal audit/regulatory findings Q u a n ti ta ti v e...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-02.pdf
... Risk Profile reflecting risk appetite 7 7 Factors to consider Q u a lit a ti v e • Nature, scale, diversity and complexity of business • Distribution channels • Geographical location/Country • Reliance on third party service providers • Previous internal audit/regulatory findings Q u a n ti ta ti v e...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2022-04-27
[PDF]
ppt20151109-02.pdf
... Risk Profile reflecting risk appetite 7 7 Factors to consider Q u a lit a ti v e • Nature, scale, diversity and complexity of business • Distribution channels • Geographical location/Country • Reliance on third party service providers • Previous internal audit/regulatory findings Q u a n ti ta ti v e...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05