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⏭... promote mutual assistance and the exchange of information so that they may effectively perform their respective responsibilities. 1.5 There are circumstances where an authorized insurer, a licensed insurance intermediary, an SFC-licensed person or a financial group may be of regulatory interest to both...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
... 檔號: MC/CPD/CIR 僅經電郵發送 致： 所有獲授權保險人的行政總裁、持牌保險代理機構及持牌保險經紀公司的負責人 敬啟者： 持續專業培訓規定 2018-2019年度培訓評核期的紀律行動 現謹致函通知，保險業監管局(“保監局”)已於2022年1月8日，對91位持牌個人保險代理就未遵 守由2018年8月1日至2019年7月31日培訓評核期的持續專業培訓規定，採取紀律行動。該評核期 為保監局接手規管持牌保險中介人之前的最後一個培訓評核期，保監局沿用了過往自律規管制 度下適用的準則施加是次紀律處分1。 有關的持牌個人保險代理已被撤銷牌照及禁止在3個月內申請成為持牌保險中介人，直至他們完 成...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularChineseUpload.pdf -
Date: 2022-05-31
... intermediaries carrying on long term insurance business. 2 The Companies contravened sections 5(1), 10(1), 10(2), 15, 19(1), 19(3) and 23 of Schedule 2 to AMLO. ...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
... PowerPoint Presentation A New Chapter in Insurance Regulation in Hong Kong Dr Moses Cheng Chairman, Insurance Authority, Hong Kong 20 September 2017 1 The Hong Kong Insurance Authority • established in December 2015 to comply with the requirement of the International Association of Insurance...
https://www.ia.org.hk/english/infocenter/files/NAIC-OECD-OIC_Joint_Roundtable_on_Insurance_and_Retirement_Saving_in-Asia.pdf -
Date: 2021-12-09
... PowerPoint Presentation A New Chapter in Insurance Regulation in Hong Kong Dr Moses Cheng Chairman, Insurance Authority, Hong Kong 20 September 2017 1 The Hong Kong Insurance Authority • established in December 2015 to comply with the requirement of the International Association of Insurance...
https://www.ia.org.hk/english/infocenter/files/NAIC-OECD-OIC_Joint_Roundtable_on_Insurance_and_Retirement_Saving_in-Asia.pdf -
Date: 2021-09-08
[HTML]
Rules, Codes and Guidelines
... Conduct for Licensed Insurance Brokers Practice Note supplementing Standard and Practice 5.4 of in relation to Client Agreements for Linked Long Term Business Practice Note supplementing Standard and Practice 7.1 in...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/regulatory_instruments.html -
Date: 2023-01-09
... PowerPoint Presentation A New Chapter in Insurance Regulation in Hong Kong Dr Moses Cheng Chairman, Insurance Authority, Hong Kong 20 September 2017 1 The Hong Kong Insurance Authority • established in December 2015 to comply with the requirement of the International Association of Insurance...
https://www.ia.org.hk/english/infocenter/files/NAIC-OECD-OIC_Joint_Roundtable_on_Insurance_and_Retirement_Saving_in-Asia.pdf -
Date: 2020-06-12
... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
Appendix_A.PDF
... AML/CFT statutory and regulatory requirements. 1.5 The relevance and usefulness of the Guideline will be kept under review and it may be necessary to issue amendments from time to time. 1.6 Given the significant differences that exist in the organisational and legal structures of different FIs as well...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
... that there should be an exception for “minor offences” (Standard and Practice 1.3(d) draft Brokers’ Code). Other respondents sought clarification on the terms “undue influence” and “pressurize a client” (Standard and Practice 1.4 draft Brokers’ Code). 40. With respect to Standard and Practice 1.5 of...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03