Rules, Codes and Guidelines

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Licensed Insurance Agents

Rules

Insurance (Maximum Number of Authorized Insurers) Rules

Code

Code of Conduct for Licensed Insurance Agents

Guidelines

GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)

GL23: Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications

GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries Requirements applicable to E-learning Activities

GL25: Guideline on Offering of Gifts

GL26: Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products Interpretation Notes Appendix 1 - Important Facts Statement and Applicant’s Declarations [Word]

GL27: Guideline on Long Term Insurance Policy Replacement

GL28: Guideline on Benefit Illustrations for Long Term Insurance Policies

GL29: Guideline on Cooling-off Period

GL30: Guideline on Financial Needs Analysis

GL31: Guideline on Medical Insurance Business

Licensed Insurance Brokers

Rules

Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules   Frequently Asked Questions on the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules

Code

Code of Conduct for Licensed Insurance Brokers Practice Note supplementing Standard and Practice 5.4 of in relation to Client Agreements for Linked Long Term Business Practice Note supplementing Standard and Practice 7.1 in relation to Remuneration Disclosure

Guidelines

GL22: Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons under the Insurance Ordinance (Cap. 41)

GL23: Guideline on "Fit and Proper" Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) List of Acceptable Insurance Qualifications

GL24: Guideline on Continuing Professional Development for Licensed Insurance Intermediaries Requirements applicable to E-learning Activities

GL25: Guideline on Offering of Gifts

GL26: Guideline on Sale of Investment-Linked Assurance Scheme (“ILAS”) Products Interpretation Notes Appendix 1 - Important Facts Statement and Applicant’s Declarations [Word]

GL27: Guideline on Long Term Insurance Policy Replacement

GL28: Guideline on Benefit Illustrations for Long Term Insurance Policies

GL29: Guideline on Cooling-off Period

GL30: Guideline on Financial Needs Analysis

GL31: Guideline on Medical Insurance Business