... that there should be an exception for “minor offences” (Standard and Practice 1.3(d) draft Brokers’ Code). Other respondents sought clarification on the terms “undue influence” and “pressurize a client” (Standard and Practice 1.4 draft Brokers’ Code). 40. With respect to Standard and Practice 1.5 of...

... Interpretation Notes 1 Interpretation notes Guideline on Benefit Illustrations for Long Term Insurance Policies (GL28) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers in respect of the Guideline on Benefit...

... Interpretation Notes 1 Interpretation notes Guideline on Benefit Illustrations for Long Term Insurance Policies (GL28) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers in respect of the Guideline on Benefit...

...本指引的合規。未能遵守本指引的保險機構，可因為 違反《打擊洗錢條例》及 /或《保險業條例》的有關要 求，而被採取紀律行動或其他行動。 1.4 本指引旨在供保險機構，以及其主管人員與職員使用1。 本指引： (a) 提供有關洗錢及恐怖分子資金籌集的一般背景資 料，包括在香港適用的打擊洗錢及恐怖分子資金籌 集法例的主要條文概要；及 (b) 提供實務指引，協助保險機構及其高級管理層因應 本身的個別情況，制定及實施相關營運範疇的政 策、程序及管控措施，以符合有關打擊洗錢及恐怖 分子資金籌集的法定及監管規定。 1.5 保監局會不時檢討本指引的相關性及適用性，並會按需 要作出修訂。 1.6 為免引起疑問，如...

... - 1 - CIB-GN(4) (originally issued on 22 June 2007) (1 st revision effected from 1 June 2014) (2 nd revision effected from 1 January 2015) (further revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...

... DDMMYYYYDaytime Contact No Mobile Phone No: Previous Electronic Mail AddressRow1: New Electronic Mail AddressRow1: Effective Date DDMMYYYYRow1_5: Name of Licensed Insurance Intermediary: Date: Former Chinese NameRow1: Surname2: Surname1: Other Names1: Other Names2: Check Box4: Off Check Box5: Off Check Box6: Off...

... Companies Ordinance (Cap. 622) to “mean any two or more bodies corporate one of which is the holding company of the other or others”.  With the enactment of the Insurance Companies (Amendment) Ordinance 1997 on 1 May 1997, concessions are in place in the regulatory framework to...

... r P en n y C h iu a t 2 1 5 3 2 7 4 5 o r vi a a m l@ ia .o rg .h k A n n ex I I S h o u ld t h e p re fe rr ed s es si o n i s fu ll , w o u ld t h e n o m in a te d p er so n (s ) a tt en d t h e a lt er n a ti v e se ss io n ? ( P le a se s el ec t " Y es " o r " N o " ) I w is h t o n o m in at...

... a l R e p o r t 2 0 1 9 - 2 0 CeO’s message 5 adversiTY versUs oPPorTUniTY i live by the philosophy that adversities in life are inevitable. it is how you overcome these adversities that makes the difference. While COVid-19 has undoubtedly been a source of serious impediment to all walks of life...

... a l R e p o r t 2 0 1 9 - 2 0 CeO’s message 5 adversiTY versUs oPPorTUniTY i live by the philosophy that adversities in life are inevitable. it is how you overcome these adversities that makes the difference. While COVid-19 has undoubtedly been a source of serious impediment to all walks of life...