... all scheduled repayments (including principal and interest repayments) over the entire tenure5 of premium financing facility; and (c) repay the sum owed under the premium financing facility if demanded by the lender before maturity of the policy. 3. To comply with the above requirement, insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01042022.pdf -
Date: 2022-05-31
... these. Revisions to the Brokers’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Brokers’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Agents (“Agents’ Code”). Certain...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... these. Revisions to the Brokers’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Brokers’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Agents (“Agents’ Code”). Certain...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... carrying on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose pecuniary penalty referred to in section 21(2)(c) of the AMLO, the IA...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf -
Date: 2020-09-24
... carrying on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose pecuniary penalty referred to in section 21(2)(c) of the AMLO, the IA...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13
... the market (and at 96.1% there is still room for improvement), we publish again the CPD Non-Compliance League Table for the Assessment Period 2022/23, being the top 5 insurers with the highest percentage rates of CPD non-compliance across their appointed Individual Licensees in the Assessment Period...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_01.html -
Date: 2024-01-12
... on an authorized insurer, appointed insurance agent or authorized insurance broker carrying on or advising on long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
..., appointed insurance agent, a licensed insurance agency or a licensedauthorized insurance broker company carrying on or advising on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24
... carrying on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose pecuniary penalty referred to in section 21(2)(c) of the AMLO, the IA...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2019-12-27