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cir_aml_20180502.pdf
... particular those in Chapter 5.5 on the assessment of ML risks of the insurance sector) that are relevant to your own circumstances3 in your risk assessment process. Per the aforesaid IRA, we reiterate that you should have: 1 For details, please refer to FATF Recommendation 1 and its interpretative note....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180502.pdf -
Date: 2019-02-01
[PDF]
cir_aml_20170525.pdf
... 2015 (Cap. 537 sub. leg. BP) (“the Yemen Regulation”). The list has been published in the Gazette (G.N. 3173) on 19 May 2017 and is available on the Government’s website http://www.gld.gov.hk/egazette/. We would like to draw your attention to section 5B of the Yemen Regulation which stipulates that...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170525.pdf -
Date: 2018-01-15
... Companies Ordinance / Insurance Companies Ordinance (ICO) / ICO Insurance Ordinance 2.2.4(b)(iii), 2.2.5(a), 4.4(b), 4.4(d)-(e), 4.4(g), Representative Examination Questions No.3 of Chapter 4 Glossary (page (iv), (xv)) “fit and proper” directors and controllers fit and proper requirement for controllers...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/10.sn-general-2008_eng_2017update.pdf -
Date: 2019-12-02
[PDF]
Table-L14_2019.pdf
... 31-12-19 - - - - Canada Life Canada Life 31-12-19 - - - - 中國人壽 China Life 31-12-19 84,303 - 23,934,689 - 太壽香港 TPLHK 31-12-19 2,806 - 5,951,663 - 安達人壽 Chubb Life 31-12-19 13,305 441 486,125 140,201 信諾環球人壽 CIGNA Worldwide Life 31-12-19 3,143 - 50,630 8,396 Desjardins Financial Security Desjardins Financial...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L14_2019.pdf -
Date: 2020-09-30
[PDF]
Table-L16_2019.pdf
... - - - - 安盛財富管理(香港) AXA Wealth Mgt (HK) 31-12-19 - - 7,371 5,675 東亞人壽 BEA Life 31-12-19 10,618 12 2,379,054 925 藍十字 Blue Cross 31-12-19 - - - - 微藍 Blue 31-12-19 1,818 54 3,972 3,378 中銀人壽 BOC LIFE 31-12-19 32,642 189 11,874,440 756,325 保泰人壽 Bowtie Life 31-12-19 81 - 56 - Canada Life Assurance Canada Life...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L16_2019.pdf -
Date: 2020-09-30
...) Ordinance G.N. (E.) 10 of 2020 5 March 2020 Updated list of relevant persons and entities under the United Nations Sanctions (ISIL and Al-Qaida) Regulation List of relevant persons and entities 26 February...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2020.html -
Date: 2020-11-13
... 25 August 2020 Our Ref: MC/INT/5 To: Responsible Officers of all Licensed Insurance Agencies Dear Sirs, Applications for new licences by licensed insurance agencies and their technical representatives (agents) who are deemed licensees When the Insurance Authority (“IA”) took over the direct...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_agency_company.pdf -
Date: 2020-12-21
[PDF]
sn-general-2008.pdf
... Microsoft Word - IIQE - Gen Study Notes 07_4th Draft_Eng _9-5-08_ 13-6-08am not amend PDF ver.doc Insurance Intermediaries Quality Assurance Scheme General Insurance Examination Study Notes 2008 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-general-2008.pdf -
Date: 2019-12-02
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
[PDF]
GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29