... 2024 Date Subject 19 January 2024 United Nations Sanctions (Democratic Republic of the Congo) Regulation 2019 (Amendment) Regulation 2024 L.N. 5 of...

... 20 November 2019 Our Ref: MC/INT/5 To: Responsible Officers of all licensed insurance broker companies Dear Sirs, Frequently Asked Questions on the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules issued under the Insurance Ordinance (Cap. 41) We are...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... 投影片 1 Dickson Chui – Senior Manager Steven Ho – Manager Market Conduct Division 5 June 2018 Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report  Sectoral Risk Assessment – Insurance ML Risk Level of Insurance Sector 2 Medium LowML Threat Level Medium Low ML Vulnerability...

... practice, however, insurers are encouraged to conduct FNA even for those excluded products. II. Section 5 – Product Design Q 2. Section 5.3 requires insurers to monitor the products after launch to ensure that they continue to meet the needs of the target customers. Does this requirement apply to products...

... required to maintain a separate client account. The broker company should ensure its business operations will not involve handling of client monies if it does not maintain a client account. Q5. Can a licensed insurance broker company use client monies of one client to settle the premiums of another client...

... Presentation by Mr Tony Chan, Associate Director, Policy and Development, at The Hong Kong Federation of Insurers’ Briefing Session of Proposed Insurance Industry Climate Charter 5/12/2022 Welcome Remarks by Mr Stephen Yiu, Chairman, at Asian Insurance...

... required to maintain a separate client account. The broker company should ensure its business operations will not involve handling of client monies if it does not maintain a client account. Q5. Can a licensed insurance broker company use client monies of one client to settle the premiums of another client...

... provider, engaging a service provider to provide such service is generally regarded as outsourcing. Q5 Would it be regarded as outsourcing if an authorized insurer rents a web-server or a telephone line? A5 Such services generally fall under “utilities and telephone” in Annex 1 to GL14 and are generally...