... carrying on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose pecuniary penalty referred to in section 21(2)(c) of the AMLO, the IA...

... carrying on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose pecuniary penalty referred to in section 21(2)(c) of the AMLO, the IA...

... the market (and at 96.1% there is still room for improvement), we publish again the CPD Non-Compliance League Table for the Assessment Period 2022/23, being the top 5 insurers with the highest percentage rates of CPD non-compliance across their appointed Individual Licensees in the Assessment Period...

... on an authorized insurer, appointed insurance agent or authorized insurance broker carrying on or advising on long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose...

..., appointed insurance agent, a licensed insurance agency or a licensedauthorized insurance broker company carrying on or advising on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the...

... carrying on regulated activities in respect of long term business (“insurance institution”) if the insurance institution contravenes a specified provision as defined by section 5(11) of the AMLO. 1.2. In exercising the power to impose pecuniary penalty referred to in section 21(2)(c) of the AMLO, the IA...

... period” published on this leaflet and that of the HKFI, the version of the HKFI should prevail. 5 5. You should beware that your insurance intermediary may have a conflict of interests in persuading you to replace your existing policy. You should, apart from listening to the advice of your insurance...

... September 2021 (the deadline for submission of the CPD Declaration Form), but subsequently makes good the shortfall prior to the end of the grace period on 31 October 2021, the individual licensee must by 5 November 2021 further notify his/her appointing principal that he/she has made good the shortfall....

... all scheduled repayments (including principal and interest repayments) over the entire tenure5 of premium financing facility; and (c) repay the sum owed under the premium financing facility if demanded by the lender before maturity of the policy. 3. To comply with the above requirement, insurance...