Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
iaismmou.pdf
... /ColorConversionStrategy /LeaveColorUnchanged /DoThumbnails false /EmbedAllFonts true /EmbedOpenType false /ParseICCProfilesInComments true /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams true /MaxSubsetPct 100 /Optimize true /OPM 1 /ParseDSCComments...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-11-01
[PDF]
iaismmou.pdf
... /ColorConversionStrategy /LeaveColorUnchanged /DoThumbnails false /EmbedAllFonts true /EmbedOpenType false /ParseICCProfilesInComments true /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams true /MaxSubsetPct 100 /Optimize true /OPM 1 /ParseDSCComments...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
[PDF]
iaismmou.pdf
... /ColorConversionStrategy /LeaveColorUnchanged /DoThumbnails false /EmbedAllFonts true /EmbedOpenType false /ParseICCProfilesInComments true /EmbedJobOptions true /DSCReportingLevel 0 /EmitDSCWarnings false /EndPage -1 /ImageMemory 1048576 /LockDistillerParams true /MaxSubsetPct 100 /Optimize true /OPM 1 /ParseDSCComments...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
... summary conviction to a fine at level 6 (i.e. $100,000 at present) and to imprisonment for 6 months and, in the case of a continuing offence, to a further fine of $2,000 for each day during which the offence continues. B1.3 Deciding if a person needs a licence under the Ordinance involves an examination...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... summary conviction to a fine at level 6 (i.e. $100,000 at present) and to imprisonment for 6 months and, in the case of a continuing offence, to a further fine of $2,000 for each day during which the offence continues. B1.3 Deciding if a person needs a licence under the Ordinance involves an examination...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
[PDF]
GL3_AML_Eng.pdf
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activitie...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
... GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority November 2018 Contents Page Chapter 1 Overview ..................
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... Guideline on Anti-Money GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business, and licensed individual insurance agents, licensed ins...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
Appendix_B.PDF
...及被廣泛流傳的資訊。除特別組織及其區域性組 織以外，這些來源可包括（但並不限於）超國家或國際組 織例如國際貨幣基金組織，由不同的財富情報組所組成的 埃格蒙特集團及有關的政府組織和非政府機構。由這些可 靠消息來源提供的資訊並沒有相同於法律或規例的效 用，亦不應被視為決定風險較高的當然因素。 金融機構應注意在沒有執行或沒有充分執行特別組織建 議的司法管轄區，或已知在防止洗錢/恐怖分子資金籌集 方面標準較低的其他司法管轄區開展業務時潛在的信譽 風險。 100 如在香港成立為法團的金融機構於該等司法管轄區設有 營運單位，該金融機構便應特別謹慎，確保這些營運單位 實施有效的防止洗錢/恐怖分子資金籌集的...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01