... who manages or controls any matter relating to a regulated activity of that company. Contravention – A person who contravenes this restriction commits an offence and is liable to a fine of up to level 6 (i.e. HK$100,000 at present) and 6 months’ imprisonment. Commentary and Guidance – During the past...

... or charge over client monies, commits an offence and is liable- (i) on conviction upon indictment to a fine of $1,000,000 and to imprisonment for 5 years; and (ii) on summary conviction to a fine of $100,000 and to imprisonment for 6 months. - 6 - Annex B: provisions in relation to client accounts...

...) on conviction upon indictment to a fine of $1,000,000 and to imprisonment for 5 years; and (ii) on summary conviction to a fine of $100,000 and to imprisonment for 6 months. - 6 - Annex B: provisions in relation to client accounts and client monies extracted from the Minimum Requirements specified by...

... discrepancy cannot be discounted. The IA will also provide each principal with a second CPD List next year (by the end of May 2021) setting out the total number CPD hours required to be completed by each of their appointed individual licensees by the end of the Second Assessment Period i.e. as at 31 July...

..., a total of US$42 billion global insured losses were estimated in Aon’s recent Global Catastrophe Recap for the first half of 2021. The global, national and local climate agenda The Paris Agreement ratified in 2016 has been a main driver of recent international efforts related to green and...

... at which the users logged on to an E-learning Activity as well as the total time the users logged on to the E-learning Activity. 2 “Idle-time” generally means the period of inactivity on the part of the users of an E-learning Activity, e.g. time during which the users are not clicking or inputting...

... relatively small comparing to the total sum of premium payable under the master contract. However, this discretion MUST NOT be used as a tool for levy evasion.   As a rule of thumb, a scheduled payment/ endorsement should normally be a small fraction of the premium payable for the...

... at which the users logged on to an E-learning Activity as well as the total time the users logged on to the E-learning Activity. 2 “Idle-time” generally means the period of inactivity on the part of the users of an E-learning Activity, e.g. time during which the users are not clicking or inputting...

... at which the users logged on to an E-learning Activity as well as the total time the users logged on to the E-learning Activity. 2 “Idle-time” generally means the period of inactivity on the part of the users of an E-learning Activity, e.g. time during which the users are not clicking or inputting...

... prescribe in Rule 3(1)(c) of the draft Rules a minimum investment size of US $1 million or equivalent. 2 According to the Artemis Catastrophe Bond and Insurance-linked Securities Deal Directory, in 2019, there were 65 ILS issuances globally with a total value of about US $11 billion (about HK $86 billion...