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⏭...’ compliance on an ongoing basis through conducting inspection visits and other supervisory tools • Take action against persistent non-compliant firms Presenter Presentation Notes 1. Senior Management Oversight Senior Management Oversight Findings: Some requisite compliance reviews not timely conducted by...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
...’ compliance on an ongoing basis through conducting inspection visits and other supervisory tools • Take action against persistent non-compliant firms Presenter Presentation Notes 1. Senior Management Oversight Senior Management Oversight Findings: Some requisite compliance reviews not timely conducted by...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
...’ compliance on an ongoing basis through conducting inspection visits and other supervisory tools • Take action against persistent non-compliant firms Presenter Presentation Notes 1. Senior Management Oversight Senior Management Oversight Findings: Some requisite compliance reviews not timely conducted by...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
[PDF]
GL28_English.pdf
... standard requirements for benefit illustration documents to be provided to potential policy holders or existing policy holders to allow them to have adequate and clear information on the benefits of a life insurance policy. 2. Interpretation 2.1 In this Guideline, unless the context otherwise specifies: (a...
https://www.ia.org.hk/english/legislative_framework/files/GL28_English.pdf -
Date: 2020-09-24
... standard requirements for benefit illustration documents to be provided to potential policy holders or existing policy holders to allow them to have adequate and clear information on the benefits of a life insurance policy. 2. Interpretation 2.1 In this Guideline, unless the context otherwise specifies: (a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Benefits_illustration.pdf -
Date: 2020-06-24
[PDF]
GL28.pdf
... standard requirements for benefit illustration documents to be provided to potential policy holders or existing policy holders to allow them to have adequate and clear information on the benefits of a life insurance policy. 2. Interpretation 2.1 In this Guideline, unless the context otherwise specifies: (a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL28.pdf -
Date: 2019-11-29
[PDF]
ppt20161201-1.pdf
... the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use within an insurance institution....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2021-11-12
[PDF]
ppt20161201-1.pdf
... the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use within an insurance institution....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2022-04-27
[PDF]
ppt20161201-1.pdf
... the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. • The PowerPoint materials of this presentation may be used for personal viewing purposes or for use within an insurance institution....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05