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⏭... related to terrorism & terrorism financing R7 Targeted financial sanctions related to proliferation R10 Customer due diligence (CDD) R11 Record keeping R12 Politically exposed persons (PEPs) R20 Reporting of suspicious transactions R26 Regulation & supervision of financial institutions R27 Powers of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2019-11-05
[PDF]
GL21_GI_SST_20200113.pdf
... Scenarios 1 and 3 only if the sum of its two largest undiversified market risk charges is greater than 10% of its eligible capital resources. All general business insurers are required to carry out testing using Prescribed Scenario 2. III.3. Composite insurers are not required to carry out Prescribed...
https://www.ia.org.hk/english/legislative_framework/files/GL21_GI_SST_20200113.pdf -
Date: 2020-09-24
... greater than 10% of its eligible capital resources. All general business insurers are required to carry out testing using Prescribed Scenario 2. III.3. Composite insurers are not required to carry out Prescribed Scenario 1 if any of the market risk scenarios performed under GL21 paragraph 9.5(k)(i) is...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113_appendix_1.pdf -
Date: 2020-06-15
... greater than 10% of its eligible capital resources. All general business insurers are required to carry out testing using Prescribed Scenario 2. III.3. Composite insurers are not required to carry out Prescribed Scenario 1 if any of the market risk scenarios performed under GL21 paragraph 9.5(k)(i) is...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20200113_appendix_1.pdf -
Date: 2020-12-21
... Draft Guideline on Enterprise Risk Management GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 2 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 10 6....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2018-11-30
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An authorized insurer’s responsibility to handle and settle insurance claims fairly and promptly
... proper policies and procedures regarding settlement of insurance claims in order to ensure that it discharges its obligations in 1) and 2) above so that its policyholders are treated fairly in the claims handling process. (Section 10 of the IA’s “Guideline on Corporate Governance of...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Special_Supplement_01).html -
Date: 2023-05-12
... shall also print its Registered Name on the same side of the card or the letterhead; 9.2 The font size and colour used for printing the Registered Name shall be large and clear enough to be read by an ordinary person. 10. To avoid any doubt, the above:- 10.1 does not apply to the use of brand or trade...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN13_GN_on_Using_Business_Names_v1_17_09_2015_eg19.pdf -
Date: 2019-12-20
... 15 October 2004 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United Nations Security Council Resolution 1532 Further to my letter of 18...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular151004.html -
Date: 2017-06-23
... also disclose the information in respect of the relevant policies, namely, policy number, date of issue, term, policy type and benefits illustration. The Code of Practice for Life Insurance Replacement requires you to provide this information within 10 working days. List of Policyholders Name ID Card...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1a_HKFI_CoP_Life_Ins_Replacement_v1_1_12_1994_20190823.pdf -
Date: 2019-12-20