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...’s response to such feedback and the conclusions drawn. 9. The final form of the Rules is set out in Annex A. Changes from the draft Rules included in the consultation paper are shown in the marked up version in Annex B for reference. 10. Following the issuance of this paper, the IA will submit the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... 386,251 14,631 17,403,002 15,307,607 American Family Life American Family Life 31-12-18 - - - - 亞洲保險 Asia Insurance 31-12-18 - - - - 忠意保險 Generali 31-12-18 - - - 26 英傑華 Aviva 31-12-18 1,375 - 1,331 - 安盛保險(百慕達) AXA China (Bermuda) 31-12-18 85,051 243 3,195,506 755,022 安盛金融 AXA China (HK) 31-12-18...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L14_2018.pdf - Date: 2019-09-30
... Commonly Associated with Money Laundering in Hong Kong I refer to the list of suspicious activities indicators commonly associated with money laundering in Hong Kong which was enclosed in the Appendix to my letter of 10 December 2001. The Police has recently updated the list, as shown in the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular110302.html - Date: 2017-06-23
... investigation will, where deemed appropriate, be communicated to the Whistleblower within a reasonable timeframe. 10. Investigation and Reporting Process 10.1 Investigations should not be carried out by any party who has an interest in the matter. Upon receiving a reported concern under this policy, the Senior...
https://www.ia.org.hk/english/aboutus/governance/files/WhistleblowingPolicy.pdf - Date: 2022-03-08
[PDF] GL16.pdf
... the Appointed Actuary………………………..……………… 2 5. Product Design..………………………………………….. 3 6. Provision of Adequate and Clear Information…………… 4 7. Suitability Assessment…………………………………… 6 8. Advice to Customers……………………………………... 8 9. Appropriate Remuneration Structure…………………….. 8 10. Ongoing Monitoring...
https://www.ia.org.hk/english/legislative_framework/files/GL16.pdf - Date: 2020-09-24
... Insurance Broker Companies and Licensed Insurance Agencies………………………………...…………….. 9 10. Record Keeping……………………………...…………………... 10 11. Commencement……………………………...…………………... 10 12. Transitional Provision…………………..………………………... 10 Question Template - Policy Replacement Appendix A Important Facts Statement - Policy...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf - Date: 2020-09-24
... Insurance Broker Companies and Licensed Insurance Agencies………………………………...…………….. 9 10. Record Keeping……………………………...…………………... 10 11. Commencement……………………………...…………………... 10 12. Transitional Provision…………………..………………………... 10 Question Template - Policy Replacement Appendix A Important Facts Statement - Policy...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf - Date: 2020-06-24
... outbreak of COVID-19 Further to our circulars on 27 March, 15 June, 4 September and 2 December 2020 regarding Phase 2 of the temporary facilitative measures (“TFM”) to obviate the need to conduct face-to- face (“F2F”) meetings in order to minimize the risk of infection during the sale process of insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022021.pdf - Date: 2021-12-10
... outbreak of COVID-19 Further to our circulars on 27 March, 15 June, 4 September and 2 December 2020 regarding Phase 2 of the temporary facilitative measures (“TFM”) to obviate the need to conduct face-to- face (“F2F”) meetings in order to minimize the risk of infection during the sale process of insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_24022021.pdf - Date: 2021-09-09
... outbreak of COVID-19 Further to our circulars on 27 March and 15 June 2020 regarding Phase 2 of the temporary facilitative measures (“TFM”) to obviate the need to conduct face-to-face (“F2F”) meetings in order to minimize the risk of infection during the sale process of insurance policies, the Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_04092020.pdf - Date: 2020-12-21