Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... these. Revisions to the Brokers’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Brokers’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Agents (“Agents’ Code”). Certain...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... these. Revisions to the Brokers’ Code which are clear on their face or purely stylistic are not discussed in these Consultation Conclusions. 5. At the same time as consulting on the draft Brokers’ Code, the IA also consulted on a Code of Conduct for Licensed Insurance Agents (“Agents’ Code”). Certain...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... 25 August 2020 Our Ref: MC/INT/5 To: Responsible Officers of all Licensed Insurance Agencies Dear Sirs, Applications for new licences by licensed insurance agencies and their technical representatives (agents) who are deemed licensees When the Insurance Authority (“IA”) took over the direct...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Deemed_licensee_agency_company.pdf -
Date: 2020-12-21
[PDF]
poi.pdf
... poi Number of Authorized Pure Pure Insurers Long Term General Composite Belgium 1 - 1 - Bermuda 12 8 2 2 Canada 3 3 - - China 2 1 1 - Hong Kong, China 95 25 59 11 France 2 - 2 - Germany 5 - 2 3 Guernsey 1 1 - - India 1 - 1 - Ireland, Republic of 2 - 1 1 Isle of Man 5 5 - - Italy 1 - - 1 Japan 2...
https://www.ia.org.hk/english/infocenter/statistics/files/poi.pdf -
Date: 2020-05-04
[PDF]
GL30_English.pdf
... GL30 GUIDELINE ON FINANCIAL NEEDS ANALYSIS Insurance Authority Contents Page 1. Introduction……………………………………………….. 1 2. Interpretation……………………………………………… 1 3. Relevant Regulatory Requirements and Status of this Guideline……………………..…………………………… 2 4. Scope of Application……………………………...……… 3 5. Purpose...
https://www.ia.org.hk/english/legislative_framework/files/GL30_English.pdf -
Date: 2020-09-24
[PDF]
Financial_needs.pdf
... GL30 GUIDELINE ON FINANCIAL NEEDS ANALYSIS Insurance Authority Contents Page 1. Introduction……………………………………………….. 1 2. Interpretation……………………………………………… 1 3. Relevant Regulatory Requirements and Status of this Guideline……………………..…………………………… 2 4. Scope of Application……………………………...……… 3 5. Purpose...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf -
Date: 2020-06-24
[PDF]
GL30.pdf
... GL30 GUIDELINE ON FINANCIAL NEEDS ANALYSIS Insurance Authority Contents Page 1. Introduction……………………………………………….. 1 2. Interpretation……………………………………………… 1 3. Relevant Regulatory Requirements and Status of this Guideline……………………..…………………………… 2 4. Scope of Application……………………………...……… 3 5. Purpose...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL30.pdf -
Date: 2019-11-29
... VI 3 Yes: Off VI 3 No: Off VI 4 Yes: Off VI 4 No: Off VI 5 Yes: Off VI 5 No: Off VI 6 Yes: Off VI 6 No: Off VI 7 Yes: Off VI 7 No: Off VI 8 Yes: Off VI 8 No: Off VI 9 Yes: Off VI 9 No: Off VI 10 Yes: Off VI 10 No: Off VI 11 Yes: Off VI 11 No: Off VI 12 Yes: Off VI 12 No: Off VI 13 Yes: Off VI 13 No...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A1_IndividualLicenceApplication_IndividualInsuranceAgentTR_A_TR_B.pdf -
Date: 2019-09-22
... Annual Compliance Certification Guideline on Anti-Money Laundering and Counter-Terrorist Financing (November 2018 version) (“the Guideline”) i issued under S7 of the AMLO and S133 of the IO (Only applicable to Member engaged in Long Term Insurance Business) This is to certify that: 1 A Compliance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_Annual_AML_Compliance_Certificate_2_May_2019_eg19.pdf -
Date: 2019-12-20