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Introduction
... Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in sections 90, 91 and 92 (where applicable) of the IO and the relevant requirements set out in the codes of conduct issued under the IO. The IA has issued two separate codes of conduct, namely...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/introduction_of_insurance_intermediaries.html -
Date: 2023-06-26
[PDF]
cir_20190103.pdf
... same Enterprise Risk Management (“ERM”) processes and procedures as set out in the Guideline. It provides flexibility for an insurer to design the ERM framework to accord with its own specific circumstances. An insurer is however expected to be able to demonstrate to the IA’s satisfaction how the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190103.pdf -
Date: 2019-11-29
... .................................................................... 3 1.1. Set Access Rights of Administration Account for Renewal Application Assignment functions .................................................................................... 3 2. Renewal Application Assignment by Principal ......................................................... 4 2.1....
https://www.ia.org.hk/english/infocenter/forms/files/IIC_User_Guide_Renewal_principal_May_2022.pdf -
Date: 2022-05-31
... out a set of temporary facilitative measures, which will last until 30 April 2023. Insurers and intermediaries may dispense with the need to conduct a Financial Needs Analysis in the selling process of a Qualifying Deferred Annuity Policy (QDAP), provided that they have duly performed...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/temporary_facilitative_measures.html -
Date: 2024-01-18