Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭...) According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance). Background CIB Membership Regulation 14.7.2 requires our Members and their Chief Executives and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05
[PDF]
ENG_CIF_3.pdf
... CONDUCT IN FOCUS 1 Conduct in Focus 3rd Issue October 2021 Insurance Authority CONDUCT IN FOCUS 2 Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical issues regarding the way in...
https://www.ia.org.hk/english/infocenter/files/ENG_CIF_3.pdf -
Date: 2021-12-14
[PDF]
ENG_CIF_3.pdf
... CONDUCT IN FOCUS 1 Conduct in Focus 3rd Issue October 2021 Insurance Authority CONDUCT IN FOCUS 2 Conduct In Focus is a periodical publication which presents statistics and commentary on complaints received by the Insurance Authority (“IA”) and examines topical issues regarding the way in...
https://www.ia.org.hk/english/infocenter/files/ENG_CIF_3.pdf -
Date: 2022-05-24
[PDF]
iia_ar2015-16_ce.pdf
... 2015-16 Annual Report年報 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter 3 Major Tasks of the Authority in 2015-16 第四章 展望 Chapter 4 Outlook 第五章 報告及財務報表 由二零一五年十二月七日（成立日）至二零一六年三月三十一日 Chapter 5...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf -
Date: 2021-12-14