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GL3_Eng.pdf
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
... Microsoft Word - Draft Rundown for 3.5.2019_(Updated on 30.4.2019).docx Future Task Force of the Insurance Industry Meeting of the Working Group on Embracing Fintech in Hong Kong 3 May 2019 Theme: Insurtech Presents Opportunities for Insurance Intermediaries Time Duration Programme 14:30-14:35 5...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_Rundown_FTF_3_May_2019.pdf -
Date: 2019-06-06
[PDF]
GL3A_Appendix_A.pdf
... GL3A GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
[PDF]
GL3_Appendix_A.pdf
... GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority November 2018 Contents Page Chapter 1 Overview...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
[PDF]
GL3_AML_Eng.pdf
... Supplement to GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
... carrying out the functions in accordance with the Guideline; 3 We have formulated, maintained, operated policies and procedures in relation to the Guideline, including (a) Staff screening and training; (b) Maintenance and update of database of terrorist suspects and designated parties; (c) Ongoing customer...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_PIBA_Annual_Comp_Cert_GL_on_AML_and_CTF_v3_2_5_2018_eg19.pdf -
Date: 2019-12-20
[PDF]
GL3A_Appendix_B.pdf
... GL3A 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局 (“保監局”)根據《打擊洗錢及恐怖分子資金 籌集(金融機構)條例》 (第 615 章 )(“條例” )第 23(1)條發出 本指引。根據條例第 21 條，如果經營長期業務或就長期業 務提供意見的獲授權保險人、獲委任保險代理人及獲授權保 險經紀 (“保險機構...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01
[PDF]
GL3A_Eng.pdf
... Microsoft Word - Disciplinary Fining Guidelines _English_.doc GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and reinsurers carrying on long term business, and licensed individual...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3A_Eng.pdf
... Microsoft Word - Disciplinary Fining Guidelines _English_.doc GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and reinsurers carrying on long term business, and licensed individual...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13