... Kong Federation of Insurers. 3A n n u a l R e p o r t 2 0 1 9 - 2 0 Chairman’s message ProMoTinG coMPeTiTiveness hong kong is a mature market, boasting top insurance density and penetration rates. Consolidating it as a premier base for regional headquarters set up by major i n t e r n a t i o n a l g r...

... 有關 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 打擊洗錢及恐怖分子資金籌集 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人及、再保險人，、就長期業務進行受 規管活動的持牌個人獲委 任保險代理、持牌保險代理機構及持牌代理人及獲...

... Microsoft Word - GN2AlternateCE CIB-GN(2) (Issued on 23 April 2007 Guidance Note on Registering Alternate Chief Executive According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Registering Alternate Chief Executive to facilitate Members’ developing...

... Meeting of the Working Group on Embracing Fintech in Hong Kong (3 May 2019) Programme rundown Download Presentation materials Topic: How Next Generation Agents and Brokers can Capture the InsurTech Opportunity...

... applied; obtained senior management approval on the IRA results;  a process to keep IRA up-to-date; and  appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...

... applied; obtained senior management approval on the IRA results;  a process to keep IRA up-to-date; and  appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...

... applied; obtained senior management approval on the IRA results;  a process to keep IRA up-to-date; and  appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...

... Post-sale Call (“PSC”) requirement. Q3: Do these new requirements also apply to “Professional Investors”? A3: Yes, there is no special dispensation for this category of customer. Q4: If the policy is subject to a trust, is the PSC made to the “settler” or the “trustees? A4: Theoretically speaking, the call...

... address verification requirements are listed in the Appendix. Such amendments to the AML Guideline are expected to be gazetted tentatively in the first half of 2018, in conjunction with other revisions to the AML Guideline 3 resulting from the passage of Anti-Money Laundering and Counter-Terrorist 1 The...

... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...