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20180605_ppt.pdf
... applied; obtained senior management approval on the IRA results; a process to keep IRA up-to-date; and appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2022-04-27
[PDF]
20180605_ppt.pdf
... applied; obtained senior management approval on the IRA results; a process to keep IRA up-to-date; and appropriate mechanisms to provide IRA to the IA upon request 3 ML/TF Risk Assessment IRA (Cont’d) 4 Product/ service risk Delivery/ distribution channel risk Customer risk Country risk AML/CFT...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2019-11-05
... Post-sale Call (“PSC”) requirement. Q3: Do these new requirements also apply to “Professional Investors”? A3: Yes, there is no special dispensation for this category of customer. Q4: If the policy is subject to a trust, is the PSC made to the “settler” or the “trustees? A4: Theoretically speaking, the call...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171011.pdf
... address verification requirements are listed in the Appendix. Such amendments to the AML Guideline are expected to be gazetted tentatively in the first half of 2018, in conjunction with other revisions to the AML Guideline 3 resulting from the passage of Anti-Money Laundering and Counter-Terrorist 1 The...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171011.pdf -
Date: 2018-01-15
... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2021-11-12
... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2022-04-27
... Administrative Region 6 Major Events/Developments Jun 10：AML Team established Oct 10：GN3 revised Jul 11：AML/CTF Ordinance (AMLO) Gazetted Sep 11：AML Webpage created Nov 11：AML/CTF Guideline consultation ended Ongoing：Helpdesk Office of the Commissioner of Insurance The Government of the Hong Kong Special...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20111230-01-text.pdf -
Date: 2019-11-05
[PDF]
mu200512.pdf
... ................................................................................3 2 DEFINITIONS..............................................................................................3 3 REASONS FOR THE MOU ........................................................................4 4 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU......4 5 RELEVANT RESPONSIBILITIES OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
[PDF]
mu200512.pdf
... ................................................................................3 2 DEFINITIONS..............................................................................................3 3 REASONS FOR THE MOU ........................................................................4 4 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU......4 5 RELEVANT RESPONSIBILITIES OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01
[PDF]
mu200512.pdf
... ................................................................................3 2 DEFINITIONS..............................................................................................3 3 REASONS FOR THE MOU ........................................................................4 4 RELEVANT RESPONSIBILITIES OF THE IA UNDER THE MOU......4 5 RELEVANT RESPONSIBILITIES OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-09-01