... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / Notification Requirements for Appointments of Certain Positions ……....…………....………………......... 1 3. Factors for Determining “Fit...

... Futures Commission (“SFC”)? 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? 4. † Have you ever been licensed by or registered with other financial regulators, or self-regulatory organizations (“SRO”) for insurance intermediaries in or outside Hong Kong (including...

... Futures Commission (“SFC”)? 3. † Have you ever been registered with the Hong Kong Monetary Authority (“HKMA”)? 4. † Have you ever been licensed by or registered with other financial regulators, or self-regulatory organizations (“SRO”) for insurance intermediaries in or outside Hong Kong (including...

... GL4 GUIDELINE ON “FIT AND PROPER” CRITERIA UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction ………………………..………………….…. 1 2. Approval / Notification Requirements for Appointments of Certain Positions ……....…………....………………......... 1 3. Factors for Determining “Fit...

... Korea. While the aforesaid February 2020 statement may not necessarily reflect the most recent status of Iran and the Democratic People’s Republic of Korea’s AML/CFT regimes, the FATF’s call for action on these high- risk jurisdictions remains in effect 3 . The statement identifying high-risk...

... available for the three basic IIQE papers: the (1) Principles and Practice of Insurance (P&P) paper, (2) General Insurance (GI) paper, and (3) Long Term Insurance (LT) paper. If an individual passes the relevant RIME papers, it would be considered “as if” he/she has passed the equivalent IIQE papers, and...

...). Number of CPD hours During the CPD Assessment Period 2021/2022 (and for each subsequent Assessment Period), every individual licensee whose licence was active immediately before the beginning of the Assessment Period (i.e. 31 July 2021) is required to earn a minimum of 15 CPD hours, including 3...

... GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and, reinsurers , appointed insurance agents and...

... Kong Federation of Insurers. 3A n n u a l R e p o r t 2 0 1 9 - 2 0 Chairman’s message ProMoTinG coMPeTiTiveness hong kong is a mature market, boasting top insurance density and penetration rates. Consolidating it as a premier base for regional headquarters set up by major i n t e r n a t i o n a l g r...