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[PDF] GL4.pdf
... bankruptcy proceedings, in Hong Kong or elsewhere; (k) has failed to satisfy any judgment debt under an order of a court in Hong Kong or elsewhere; or (l) was or has been, in connection with the management of a body corporate or insurer in Hong Kong or elsewhere, a controller, director, key person in control...
https://www.ia.org.hk/english/legislative_framework/files/GL4.pdf - Date: 2020-09-24
... need for any amendment or supplement to this MoU. 67. An amendment or supplement to this MoU takes effect only by written agreement of the Parties. FOR AND ON BEHALF OF THE MONETARY AUTHORITY THE INSURANCE AUTHORITY ____________________________ ____________________________ Norman T. L. Chan Clement...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf - Date: 2021-09-01
... need for any amendment or supplement to this MoU. 67. An amendment or supplement to this MoU takes effect only by written agreement of the Parties. FOR AND ON BEHALF OF THE MONETARY AUTHORITY THE INSURANCE AUTHORITY ____________________________ ____________________________ Norman T. L. Chan Clement...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf - Date: 2020-06-19
...保險中介人持續專業培訓 List of currently available Type 1 Qualified CPD Activities (approved by HKCAAVQ) adopting virtual classroom arrangement for public 獲香港學術及職業資歷評審局批准以網上虛擬課程方式進行的第1類合資格持續專業培訓活動 (現正向公眾人士開放) *Modular design is adopted. In other words, participants can choose to attend part of the activity. If the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf - Date: 2021-12-06
... activities? A2: In this scenario, the bank staff does not provide, explain or discuss with the client any information relating to a particular insurance product. Rather, the bank staff is introducing the generic insurance concept of annuities to the client (i.e. providing generic information on a type of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2021-10-12
... activities? A2: In this scenario, the bank staff does not provide, explain or discuss with the client any information relating to a particular insurance product. Rather, the bank staff is introducing the generic insurance concept of annuities to the client (i.e. providing generic information on a type of...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2020-07-06
... the risk”. In recent years, there has been a growing chorus of voices suggesting that the “duty of disclosure” has become increasingly outdated and is too weighted in favour of the insurer. After all, can a prospective policyholder really be expected to know what type of fact might influence a...
https://www.ia.org.hk/english/infocenter/files/Conduct_in_Focus_Mar_issue_EN.pdf - Date: 2022-05-24
... IA’s Register of Insurers as having a “Business Type” “Composite”. Please see: https://www.ia.org.hk/en/supervision/reg_insurers_lloyd/register_of_authorized_insurers.html. MAXIMUM NUMBER OF INSURERS = 4 (OVERALL CAP) Maximum number of long term insurers = 2 (sub-cap) https://www.ia.org.hk/en...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_Draft_Rules_on_Max_Number_of_Insurers_ENG.pdf - Date: 2018-10-31
... activities? A2: In this scenario, the bank staff does not provide, explain or discuss with the client any information relating to a particular insurance product. Rather, the bank staff is introducing the generic insurance concept of annuities to the client (i.e. providing generic information on a type of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Banking_Sector.pdf - Date: 2019-11-29
... (l) was or has been, in connection with the management of a body corporate or insurer in Hong Kong or elsewhere, a controller, director, key person in control functions or appointed actuary of the body corporate or insurer, which, (i) with the consent or connivance of, or because of the neglect or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf - Date: 2018-01-12