... monitor and maintain records of who and when have been trained and the type of the training provided. Annex Page 8 of 11 Section C: The performance requirements as defined under section 34E of the Mandatory Provident Fund Schemes Ordinance (Cap. 485) C1 Compliance regarding Registration Requirements Under...

... or elsewhere; or (l) was or has been, in connection with the management of a body corporate or insurer in Hong Kong or elsewhere, a controller, director, key person in control functions or appointed actuary of the body corporate or insurer, which, (i) with the consent or connivance of, or because of...

... or elsewhere; or (l) was or has been, in connection with the management of a body corporate or insurer in Hong Kong or elsewhere, a controller, director, key person in control functions or appointed actuary of the body corporate or insurer, which, (i) with the consent or connivance of, or because of...

... purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for business introduced by insurance brokers, and follow up with the insurance...

...成分基金或 基礎基金向客戶提供意見，已經向積金局登記成為強積金中介人； Under clause 58: i. i. delete sub-clause (j) ii. ii. amend sub-clause (k) as shown on right-hand side iii. delete sub-clause (l) 第 58 條條款如下： i. 刪除第(j)款 ii. 修訂第(k)款見右欄 58. In considering whether a person is fit and proper to be or continue to be registered as a...

..., Christine 2281 2705 https://www.hkcaavq.edu.hk/en/services/assessment/cpd-ia-programmes Continuing Professional Development for Licensed Insurance Intermediaries 持牌保險中介人持續專業培訓 List of currently available Type 1 Qualified CPD Activities (approved by HKCAAVQ) adopting virtual classroom arrangement for public...

..., for failing to comply with this fundamental requirement. Since these were transitional cases, in taking disciplinary action the IA was required to apply the rules of the self-regulatory body which applied at the time. Going forward, however, this type of contravention can be prosecuted as an offence...

... able to purchase it: (i) state the objective(s) of the policy; (ii) state the type and nature of the policy (e.g. “The product is a long term insurance plan underwritten by [name of authorized insurer] and is neither a bank deposit nor a bank savings plan”); (iii) highlight the target premium amount...