... Requirements and Status of this Guideline ........... 2 3. Scope of Application ............................................................................................... 2 4. Criteria for Certification .......................................................................................... 2 5...

... Requirements and Status of this Guideline ........... 2 3. Scope of Application ............................................................................................... 2 4. Criteria for Certification .......................................................................................... 2 5...

... ☐ Grandfathered V. Education/Professional Qualifications † Do you possess any one of the following qualifications? ☐ Yes (If Yes, please indicate the qualification(s) you possess.) ☐ Hong Kong Diploma of Secondary Education Examination (Level 2 or above in 5 subjects, including Chinese or English, and Mathematics...

... information and customers’ self declaration  Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation  FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018  The Government has implemented a work plan in accordance with the...

... information and customers’ self declaration  Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation  FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018  The Government has implemented a work plan in accordance with the...

... information and customers’ self declaration  Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation  FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018  The Government has implemented a work plan in accordance with the...

... Draft Guideline on Enterprise Risk Management GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 2 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 10 6....

... .......................................................................................... 3 3. Status of this Guideline and its application ........................................... 5 4. Cybersecurity strategy and framework .................................................. 6 5. Governance ............................................................................................ 7 6....