...;   “ I'm Brad Luck!” Episode 5: Never Too Late How to Choose a QDAP      ...

... Code of Practice for the Administration of Insurance Agents 《保險代理管理守則》 Other Codes/Guidelines 其他守則/指引 1. Effecting policy without authority 未經授權為客戶投購保險 5 years 五年 (6th) 71/75 & 49(d) (7th) 74/78 & 58(g) 2. Mishandling of clients’ premium or monies 不當處理客戶保費或款項 5 years 五年 (6th) 71/75 & 49(d) Guidance...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

...) 2.1 & 2.9: AML/CFT systems = internal P&P + Controls* * senior management oversight * appointing CO & MLRO * compliance & audit function * staff screening & training Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 5 Observation • Some requirements...

... insurance business for the purpose of Own Risk Solvency Assessment Report (Effective from January 2020) I. Background I.1. The Guideline on Enterprise Risk Management (“GL21”) was published by the Insurance Authority (“IA”) on 5 July 2019 and takes effect from 1 January 2020. Section 9 of GL21 sets out the...

... to paragraph 5.5 of the Guideline, please clarify if insurers are required to seek the IA’s approval prior to adopting any digital verification technology. A4 Insurers are not required to obtain the IA’s prior approval for adopting any digital signature or other similar signature verification...

... Background I.1. The Guideline on Enterprise Risk Management (“GL21”) was published by the Insurance Authority (“IA”) on 5 July 2019 and takes effect from 1 January 2020. Section 9 of GL21 sets out the minimum requirements for the Own Risk and Solvency Assessment (“ORSA”) Report that each authorized insurer...

... Background I.1. The Guideline on Enterprise Risk Management (“GL21”) was published by the Insurance Authority (“IA”) on 5 July 2019 and takes effect from 1 January 2020. Section 9 of GL21 sets out the minimum requirements for the Own Risk and Solvency Assessment (“ORSA”) Report that each authorized insurer...

... to paragraph 5.5 of the Guideline, please clarify if insurers are required to seek the IA’s approval prior to adopting any digital verification technology. A4 Insurers are not required to obtain the IA’s prior approval for adopting any digital signature or other similar signature verification...