... investment decisions. 1.2. This Guideline is issued pursuant to section 133 of the Insurance Ordinance (Cap. 41). Its objective is to describe the essential elements of a sound asset management system and reporting framework across the full range of investment activities. The Guideline thus provides a good...

... Market Conduct (Acting) CONDUCT IN FOCUS 3 Complaint Statistics 23rd September 2019 to 22nd September 2020 The IA received 1,571 complaints during the period from 23 September 2019 to 22 September 2020, being the first full year following the new regulatory regime for licensed insurance intermediaries...

... require financial support in order to achieve their aims. There is often a need for them to obscure or disguise links between them and their funding sources. It follows then that terrorist groups must similarly find ways to launder funds, regardless of whether the funds are from a legitimate or...

... dedicated risk management function within an authorized insurer. The key person(s) in the risk management 10 function has the responsibility to provide support to the Board, Risk Committee or senior management to establish and implement appropriate policies and procedures in relation to the ERM framework....

... stakeholders and establish the IA as a credible and efficient regulator. We could not have made such great progress in the past year without staunch support from the Government, the Financial Services and the Treasury Bureau, the then OCI, the industry, and the community at large. I would also like to thank my...

... stakeholders and establish the IA as a credible and efficient regulator. We could not have made such great progress in the past year without staunch support from the Government, the Financial Services and the Treasury Bureau, the then OCI, the industry, and the community at large. I would also like to thank my...

... stakeholders and establish the IA as a credible and efficient regulator. We could not have made such great progress in the past year without staunch support from the Government, the Financial Services and the Treasury Bureau, the then OCI, the industry, and the community at large. I would also like to thank my...

... stakeholders and establish the IA as a credible and efficient regulator. We could not have made such great progress in the past year without staunch support from the Government, the Financial Services and the Treasury Bureau, the then OCI, the industry, and the community at large. I would also like to thank my...

... visits for information purposes. In addition, the Authorities agree to pursue areas where the training of staff at either agency would benefit from input and support by the other agency in order to reinforce sound insurance supervisory practices in both jurisdictions. 17. The Authorities will conduct...

... Analysis Teams4 Data Analysis Teams Training & Outreach Training & Outreach Policy & International Cooperation Policy & International Cooperation Policy & Support Chief Inspector of Police JFIU 1 Chief Inspector of Police JFIU 1 Intelligence Analysis & Development Inspector C&ED Inspector C&ED ©Hong Kong...