... Format ©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit (3) Transactions • Reviewing period • Previous transaction/trade pattern (sudden change?) • Total transaction/trade amount • Suspicious transactions/trades (not simply large transaction no. / amount) • Suspicious patterns 24...

... including, without limitation, those set out below.    7.1. Insurance Agents    7.1.1. Paragraph 80(l) of  the Code of Practice  for  the Administration of  Insurance Agents  states that a Registered Person [i.e.  insurance agents,  insurance agencies and their  responsible officers and technical...

... (discussed in Chapter 4) Capital adequacy  Total balance sheet approach should be adopted.     6  Target criteria for : - Prescribed Capital Requirement (PCR) – should be aligned to a minimum investment grade, i.e. value-at-risk (VaR) is calculated at a confidence level of 99.5% over one-year time horizon....

... Examination. Both Parts should be studied carefully, but the following table indicates areas of particular importance: Part Relative Weight I 35% II 65% Total 100% Part I Principles and Practice of Insurance TABLE OF CONTENTS Chapter Page 1. RISK AND INSURANCE 1/1 1.1 Concept of Risk 1/1 1.1.1 Meaning of Risk...

... Parts I and II in relation to the Examination. Both Parts should be studied carefully, but the following table indicates areas of particular importance: Part Relative Weight I 35% II 65% Total 100% ii Part I Principles and Practice of Insurance iii TABLE OF CONTENTS Chapter Page 1. RISK AND INSURANCE 1...

... thereof to the Association. 5 (l) Members shall advise their clients that the Code of Conduct is available and display a notice to this effect in a prominent position in its office. (m) Members shall use every possible endeavour to ensure that their employees are fully aware of and comply and observe the...

...; k) Rule 10 specifies the reporting requirements on group capital adequacy to the IA; l) Rule 11 specifies the reporting of significant events in relation to an insurance group to the IA; m) Rule 12 specifies the minimum public disclosure requirement related to an insurance group that the designated...

..., it is important to be aware of the relative “Weight” of the various Chapters in relation to the Examination. All Chapters should be studied carefully, but the following table indicates areas of particular importance: Chapter Relative Weight 1 10% 2 20% 3 24% 4 24% 5 22% Total 100% 1/1 1 INTRODUCTION...

... in relation to the Examination. All Chapters should be studied carefully, but the following table indicates areas of particular importance: Chapter Relative Weight 1 10% 2 20% 3 24% 4 24% 5 22% Total 100% vi 1 INTRODUCTION TO LIFE INSURANCE 1.1 DEFINITION OF LIFE INSURANCE In the first of an...