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⏭..., and procure client to acknowledge receipt thereof in writing and such written acknowledgment should be kept in the client file. Member is also recommended to explain to client in writing the type of services being or to be provided or offered. 7.2 Member should take reasonable steps to ensure that all...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... with the requirements relating to the PII indemnity limit (generally 2 times of brokerage income) and proper handling of client monies3 by insurance broker companies. 45. Moreover, for insurance broker companies carrying on both general and long term business and those heavily reliant on business...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... with the requirements relating to the PII indemnity limit (generally 2 times of brokerage income) and proper handling of client monies3 by insurance broker companies. 45. Moreover, for insurance broker companies carrying on both general and long term business and those heavily reliant on business...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... with the requirements relating to the PII indemnity limit (generally 2 times of brokerage income) and proper handling of client monies3 by insurance broker companies. 45. Moreover, for insurance broker companies carrying on both general and long term business and those heavily reliant on business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... with the requirements relating to the PII indemnity limit (generally 2 times of brokerage income) and proper handling of client monies3 by insurance broker companies. 45. Moreover, for insurance broker companies carrying on both general and long term business and those heavily reliant on business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
...) 45. 46. 47. 48. * Seven respondents asked not to be identified. 49. 50. 51. 13 Annex B Summary of feedback on the consultation questions and responses from OCI Question 1 Do you agree that a total balance sheet approach should be adopted in the assessment of solvency, valuation of assets and...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf -
Date: 2019-09-03
[PDF]
Eng_GL23_FPP.pdf
..., licensed insurance intermediaries should also note the following: (a) Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in section 90 of the Ordinance, other conduct requirements set out in any rules made under section 94, any codes of conduct issued...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL23_FPP.pdf -
Date: 2020-09-24
[PDF]
GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf
..., licensed insurance intermediaries should also note the following: (a) Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in section 90 of the Ordinance, other conduct requirements set out in any rules made under section 94, any codes of conduct issued...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
..., licensed insurance intermediaries should also note the following: (a) Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in section 90 of the Ordinance, other conduct requirements set out in any rules made under section 94, any codes of conduct issued...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonFitandProperCriteriaforLicensedInsuranceIntermediariesundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL23_FPP.pdf
..., licensed insurance intermediaries should also note the following: (a) Licensed insurance intermediaries are required to comply with the statutory conduct requirements set out in section 90 of the Ordinance, other conduct requirements set out in any rules made under section 94, any codes of conduct issued...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL23_FPP.pdf -
Date: 2019-09-10