... action from time to time. Resolution of Contemplated Disciplinary Action 45. The IA will be responsible for negotiating any resolution of a contemplated disciplinary action by way of agreement under section 84(1) of the IO (“section 84(1) agreement”) in respect of (a) an AI; or (b) a person who is, or...

... action from time to time. Resolution of Contemplated Disciplinary Action 45. The IA will be responsible for negotiating any resolution of a contemplated disciplinary action by way of agreement under section 84(1) of the IO (“section 84(1) agreement”) in respect of (a) an AI; or (b) a person who is, or...

... insurance intermediary’s application to vary the type of regulated activity as specified in the licence of the SFC-licensed corporation; (iii) an authorized insurer or a licensed insurance intermediary’s application for approval to be a substantial 9 shareholder of an SFC-licensed corporation; and (iv) an...

... insurance intermediary’s application to vary the type of regulated activity as specified in the licence of the SFC-licensed corporation; (iii) an authorized insurer or a licensed insurance intermediary’s application for approval to be a substantial 9 shareholder of an SFC-licensed corporation; and (iv) an...

... insurance intermediary’s application to vary the type of regulated activity as specified in the licence of the SFC-licensed corporation; (iii) an authorized insurer or a licensed insurance intermediary’s application for approval to be a substantial 9 shareholder of an SFC-licensed corporation; and (iv) an...