... Suspicion based reporting ©Hong Kong Police Force香港警務處版權所有 Reporting requirementReporting requirement @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 • No threshold or cross boundary reporting • Legal protection from civil or criminal liability • After...

... difficult for intermediaries to gather adequate information from the customers to make any recommendation. In Phase 1, insurers and intermediaries can dispense with the need to conduct the Financial Needs Analysis (“FNA”) for QDAP and VHIS products after implementing the compensating measures of upfront...

... difficult for intermediaries to gather adequate information from the customers to make any recommendation. In Phase 1, insurers and intermediaries can dispense with the need to conduct the Financial Needs Analysis (“FNA”) for QDAP and VHIS products after implementing the compensating measures of upfront...

... with an unequivocal message of intolerance for such actions. In this case, the betrayal of trust was significant. This was not just a client relationship, but a childhood friendship on which the insurance agent had leveraged for dishonest personal gain. After the agent had successfully...

... ceased to be appointed by the principal after 31 July 2020 and excludes individual licensees newly appointed by you after that date. Please take note of this. As mentioned in the circular, we plan to issue an updated CPD List by the end of May 2021. https://iic.ia.org.hk/en/login.html https...

... highlighted in the exact area(s) with mismatch. (C) FNA for Corporate Customer: The LIC would not design a separate FNA for Corporate Customer e.g. Key Person Life Insurance, which would be developed by individual LIMs with their business need. After implementation of the FNA on 1 January 2016, if you have...