... insurers 獲取獲授權保險人的登記冊內的某記項或摘錄的複本 --- (a) by photocopy (each page) 藉影印方法獲取(每頁) 6 (b) by other means (each folio of 100 words or part of it) 藉其他方法獲取(每100字計，不足100字的餘數作100字論) 6 For each additional copy or extract after the first or top copy, each folio of 100 words or part of it 首份後的每張複本或每項摘錄(每100字計，不足100字的餘數作...

... Procedures Dedicated Team & E-mail Account: • Set up a dedicated Complaints Handling Team under Market Conduct Division • Create a new e-mail account "[email protected]" to centralize e-mail communications related to complaints 22 New Initiatives – On-site Inspection on Insurance Brokers After 26 June...

... insurers 獲取獲授權保險人的登記冊內的某記項或摘錄的複本 --- (a) by photocopy (each page) 藉影印方法獲取(每頁) 6 (b) by other means (each folio of 100 words or part of it) 藉其他方法獲取(每100字計，不足100字的餘數作100字論) 6 For each additional copy or extract after the first or top copy, each folio of 100 words or part of it 首份後的每張複本或每項摘錄(每100字計，不足100字的餘數作...

...;SROs”)), including a transitional period of 3 years after commencement of the new regime (“Transitional Period”).   Although the Transitional Period is ended on 22 September 2022, licence fee will continue to be waived for 5 years from the commencement of new regime....

... client’s knowledge or consent. The IA has taken into account the HKMA’s investigation findings and noted Mr Chan’s explanation that he failed to set up the direct debit within the one-month validity period of the DDA form signed by the client, after which the form was invalid. The...

... Procedures Dedicated Team & E-mail Account: • Set up a dedicated Complaints Handling Team under Market Conduct Division • Create a new e-mail account "[email protected]" to centralize e-mail communications related to complaints 22 New Initiatives – On-site Inspection on Insurance Brokers After 26 June...

... counter-measures will be re-imposed after the twelve-month period if Iran has not demonstrated sufficient progress in implementing the Action Plan. You should continue to apply enhanced due diligence, proportionate to the risks, to business relationships and transactions with natural and legal persons from Iran....

... for existing insurance intermediaries and their appointing principals (i.e. insurers, licensed insurance agencies and licensed insurance broker companies) to prepare for the new CPD requirements. After further discussion with the industry, it is considered appropriate to postpone the effective date...

... are conducted and their ML risks, as summarised below, will be further discussed and explained by the relevant regulators / self- regulatory bodies: Sector Assessment Financial Sectors Banking High Securities Medium Money service operators Medium-high Insurance Medium-low Money lenders Medium-low...

... Systems and Senior Management Oversight 5 Product/service risk – what are the characteristics of the products and services offered and the associated ML/TF risks Delivery/distribution channel risk – whether they are direct sales, through intermediaries, or non- face-to-face channels AML/CFT Systems and...