... majority of respondents agreed that disclosure is an appropriate mechanism to manage potential conflicts of interest. There were questions, however, on the amount of disclosure indicated under General Principle 7 and clarification was requested on the manner, type and level of disclosure required to be...

...) highlight the type of problems which can arise when a policyholder pays premium to an individual insurance agent, rather than making payment directly to the insurer. These types of problems are illustrated below: As stated in the Code of Conduct for Licensed Insurance Agents, a licensed individual insurance...

...) highlight the type of problems which can arise when a policyholder pays premium to an individual insurance agent, rather than making payment directly to the insurer. These types of problems are illustrated below: As stated in the Code of Conduct for Licensed Insurance Agents, a licensed individual insurance...

... class of insurance business it carries on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors :- • the type of treaties; • the maximum retention of the insurer; • the security of the reinsurers; and • the spread of risks among...

... class of insurance business it carries on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors :- • the type of treaties; • the maximum retention of the insurer; • the security of the reinsurers; and • the spread of risks among...

... monitor and maintain records of who and when have been trained and the type of the training provided. Annex Page 8 of 11 Section C: The performance requirements as defined under section 34E of the Mandatory Provident Fund Schemes Ordinance (Cap. 485) C1 Compliance regarding Registration Requirements Under...

... United Nations (Anti-Terrorism Measures) Ordinance 保險業監理處 香港金鐘道六十六號 金鐘道政府合署二十一樓 OFFICE OF THE COMMISSIONER OF INSURANCE 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 圖文傳真 Fax: (852) 2869 0252 覆函請註明本處檔號 In reply please quote this ref. INS/TEC/6/45 來函檔號 Your ref. 電 話 Tel. 2867...

... action from time to time. Resolution of Contemplated Disciplinary Action 45. The IA will be responsible for negotiating any resolution of a contemplated disciplinary action by way of agreement under section 84(1) of the IO (“section 84(1) agreement”) in respect of (a) an AI; or (b) a person who is, or...

... action from time to time. Resolution of Contemplated Disciplinary Action 45. The IA will be responsible for negotiating any resolution of a contemplated disciplinary action by way of agreement under section 84(1) of the IO (“section 84(1) agreement”) in respect of (a) an AI; or (b) a person who is, or...

... action from time to time. Resolution of Contemplated Disciplinary Action 45. The IA will be responsible for negotiating any resolution of a contemplated disciplinary action by way of agreement under section 84(1) of the IO (“section 84(1) agreement”) in respect of (a) an AI; or (b) a person who is, or...