... insurance broker advises a client of the number of the insurance broker’s “client account” and/or “own account” he must categorically advise his client of the type of funds, either premium or fee payments, which are to be credited to each of those bank accounts so that clients do not inadvertently deposit...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
... purpose and must be used for business introduced from this type of intermediary. For the avoidance of doubt, however, Member Companies must still follow the requirement under 7.8 of the GN15 during the underwriting process for business introduced by insurance brokers, and follow up with the insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors: the type of treaties; the maximum retention of the insurer; the security of the reinsurers; and the spread of risks among participating reinsurers....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf -
Date: 2020-09-07
... on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors: the type of treaties; the maximum retention of the insurer; the security of the reinsurers; and the spread of risks among participating reinsurers....
https://www.ia.org.hk/english/legislative_framework/files/GL5.pdf -
Date: 2020-09-24
... on. In considering the adequacy of reinsurance arrangements of an insurer, the IA will take into account the following factors: the type of treaties; the maximum retention of the insurer; the security of the reinsurers; and the spread of risks among participating reinsurers....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf -
Date: 2020-06-22
... the “Report” option from the vertical menu on the left; iii. selecting “(8). CPD hours required for the Assessment Period 2021/2022” from the pull down menu of “Report Type”; and iv. clicking ‘Download’. The CPD Lists will be updated by the IA on a daily basis to keep track of the status of the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_20220531_CPD_Compliance_Reporting_for_the_Assessment_Period_2021_2022_Eng.pdf -
Date: 2022-05-31
... script): عبد الرزاق آخوند ال ال آخوند Title: Mullah Designation: a) Minister of Interior Affairs under the Taliban regime b) Chief of Kabul Police under the Taliban regime DOB: Approximately 1958 POB: Spin Boldak District, Kandahar Province, Afghanistan, in the area bordering Chaman District, Quetta...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180518.pdf -
Date: 2019-02-01
... majority of respondents agreed that disclosure is an appropriate mechanism to manage potential conflicts of interest. There were questions, however, on the amount of disclosure indicated under General Principle 7 and clarification was requested on the manner, type and level of disclosure required to be...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03