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⏭... agencies to implement governance frameworks that incorporate adequate controls and procedures. This responsibility lies with the board of directors, the controllers of the company, responsible officers (in the case broker companies and agencies) and key persons in control functions (in the case of insurers...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2022-05-24
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General exclusions
... accepted if personal property is left in an unlocked vehicle. The loss of relevant property will not be covered. Exclusions for trip inconvenience Trip interruption or cancellation arising from air traffic control by a local government or related authorities....
https://www.ia.org.hk/english/travel_insurance/general_exclusions.html -
Date: 2024-01-18
... control 6.1 Member should establish and implement policies and procedures on fair treatment of customers. It should have proper control systems in place to achieve fair treatment of customers and monitor that such policies and procedures are adhered to. 6.2 The proper sales process flows is set out in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Guidance_Note_on_Conducting_Investment_Linked_Business_v1_24_12_2014_eg19.pdf -
Date: 2019-12-20
... from time to time, you are advised to browse the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac) regularly for the latest information. You should review your records carefully to see whether you have had, or currently have, accounts, transactions...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular050902.html -
Date: 2017-06-23
... the US Government from time to time, you are advised to browse the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac) regularly for the latest information. You should review your records carefully to see whether you have had, or currently have...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular110402.html -
Date: 2017-06-23
... to browse the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac) regularly for the latest information. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with those names...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular170502.html -
Date: 2017-06-23
... Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac). You are advised to browse the website regularly for the latest information. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with those 10 entities...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular170102LT.html -
Date: 2017-06-23
... advised to browse the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac) regularly for the latest information. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with those names...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular260402.html -
Date: 2017-06-23
... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-01-06
... to a partnership, means an individual who – (i) is entitled to or controls, directly or indirectly, not less than a 15% share of the capital or profits of the partnership; (ii) is, directly or indirectly, entitled to exercise or control the exercise of not less than 15% of the voting rights in the...
https://www.ia.org.hk/english/infocenter/forms/files/Form_S6_Eng_June_2021.pdf -
Date: 2022-05-31