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GL4.pdf
... Supervisors. Special reference is made to ICP 5 which stipulates that the supervisor expects board members, senior management, key persons in control functions and significant owners of an insurer to be and remain suitable to fulfil their respective roles. 1.2 It sets out the minimum standard of suitability...
https://www.ia.org.hk/english/legislative_framework/files/GL4.pdf -
Date: 2020-09-24
[PDF]
Appendix_06102021.pdf
... control or influence over members in the supervised group in order to ensure the requirement is complied with. The IA notes, however, that the degree of control and influence a DIHC may have in respect of an entity which has been included in its supervised group pursuant to section 95D(3) of the Ordinance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Appendix_06102021.pdf -
Date: 2021-12-10
[PDF]
GL4Marked-up.pdf
...”) promulgated by the International Association of Insurance Supervisors. Special reference is made to ICP 5 which stipulates that the supervisor expects board members, senior management, key persons in control functions and significant owners of an insurer to be and remain suitable to fulfil their respective...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf -
Date: 2018-01-12
[PDF]
GL4.pdf
... reference is made to ICP 5 which stipulates that the supervisor expects board members, senior management, key persons in control functions and significant owners of an insurer to be and remain suitable to fulfil their respective roles. 1.2 It sets out the minimum standard of suitability requirements that...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL4.pdf -
Date: 2020-09-07
[PDF]
GL4.pdf
... reference is made to ICP 5 which stipulates that the supervisor expects board members, senior management, key persons in control functions and significant owners of an insurer to be and remain suitable to fulfil their respective roles. 1.2 It sets out the minimum standard of suitability requirements that...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL4.pdf -
Date: 2020-06-22
...: Adequate control and monitoring measures must be introduced to ensure that policyholders are not adversely affected by the use of video conferencing, based on the principle of fair treatment of customers; Adequate control and monitoring measures must be put into place to ensure that the...
https://www.ia.org.hk/english/digital_onboarding/protection_of_policy_holders_interests.html -
Date: 2024-01-18
... Control Functions Transitional arrangements for Pre-existing Appointments • Determination of fit and proper (s. 14A(1)) • Further regulatory powers on insurers • Appellate mechanism and checks and balance 9 Key persons in control functions • Control Functions – Risk management Financial control...
https://www.ia.org.hk/english/infocenter/files/Insurance_Summit_Roles_of_IA_New_regulation_landscape_for_insurance_cos.pdf -
Date: 2021-12-09
... Control Functions Transitional arrangements for Pre-existing Appointments • Determination of fit and proper (s. 14A(1)) • Further regulatory powers on insurers • Appellate mechanism and checks and balance 9 Key persons in control functions • Control Functions – Risk management Financial control...
https://www.ia.org.hk/english/infocenter/files/Insurance_Summit_Roles_of_IA_New_regulation_landscape_for_insurance_cos.pdf -
Date: 2021-09-08