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⏭... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_Licence.pdf -
Date: 2020-06-24
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_licences.pdf -
Date: 2020-06-24
... person is carrying on a regulated activity, taking into account the full factual context and totality of the interactions which the person has with policy holders or potential policy holders. The question which needs to be asked, therefore, is whether a reasonable observer taking account of all the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-12-10
... person is carrying on a regulated activity, taking into account the full factual context and totality of the interactions which the person has with policy holders or potential policy holders. The question which needs to be asked, therefore, is whether a reasonable observer taking account of all the...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Regulated_Activities.pdf -
Date: 2021-10-12
... Insurance policy, that if clients are not going to consider any Linked Long Term Insurance, or they have entered into written understanding with the Members that neither the Members nor their registrants would be advising on any underlying funds or assets of Linked Long Term Insurance policy, no risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v2_8_4_2014_eg19.pdf -
Date: 2019-12-20
... Asian Insurance Forum 2023 successfully concluded with record-high participation and insightful exchanges on financial stability and resilience 8 December 2023 The Asian Insurance Forum (AIF) was held today (8 December 2023) in hybrid format under...
https://www.ia.org.hk/english/infocenter/press_releases/20231208.html -
Date: 2023-12-08
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
... unreasonably limiting the choice of insurers; and (c) not to be unreasonably dependent on any particular insurer in transacting insurance broking business. This CIB Guidance Note shall be read in conjunction with the CIB Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN12_on_Product_Recommend_Includ_LLT_v1_18_12_2014_eg19.pdf -
Date: 2019-12-20