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ppt20151109-02.pdf
... professional legal advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing. The PowerPoint materials of this presentation may be used for personal viewing...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05
... products, effective 1 January 2015. Corresponding update has been made to the Initiative (issued by HKFI in 2007) and the revised version is enclosed. Should LIMs have any specific questions on the Updated Requirements with respect to their individual ILAS products, they are advised to contact their Case...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20
... whether their customers (or the beneficial owners of its customers) were politically exposed persons (“PEPs”) prior to entering into business relationships and failed to take reasonable measures to establish the source of funds or source of wealth or obtain senior management approval to...
https://www.ia.org.hk/english/infocenter/press_releases/20220131.html -
Date: 2022-01-31
... Future Task Force of the Insurance Industry Virtual Meeting of the Working Group on Embracing Fintech in Hong Kong 24 March 2022 Theme: Federated Learning and Data Privacy Time Duration Programme 10:15 – 10:20 5 mins Welcome remarks Mr Stephen Yiu, Chairman, Insurance Authority (IA) 10:20 – 10:28...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Rundown_for_FTF_on_Fintech_on_24_March_2022.pdf -
Date: 2022-03-25
... developing a roadmap1 on the appropriate adoption of the IFRS Sustainability Disclosure Standards. The roadmap will comprise four key areas — sustainability reporting, assurance, data and technology, and capacity building. The working group will start engaging with stakeholders to identify Hong Kong-specific...
https://www.ia.org.hk/english/infocenter/press_releases/20240108.html -
Date: 2024-01-09
... Life Insurance Council of the Hong Kong Federation of Insurers updated their Requirements Relating to the Sales of Investment Linked Assurance Scheme (“HKFI ILAS Requirements”) which has now been fully implemented. This Guidance Note was revised on 8 April 2014, with effect from 1 June 2014 to align...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_Licence.pdf -
Date: 2022-01-06
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_licences.pdf -
Date: 2022-01-06
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_Licence.pdf -
Date: 2022-05-31
... † Please tick the appropriate box. Version: September 2019 1 Form S1 Insurance Intermediary Licence Applicant/Licensee/ Related Person1 of Licence Applicant/Licensee Information on Other Licence(s) Granted by Financial Regulators/ Self-Regulatory Organizations for Insurance Intermediaries Please...
https://www.ia.org.hk/english/infocenter/forms/files/Supplemental_Form_Registration_or_Licence_Record_with_other_licences.pdf -
Date: 2022-05-31