... another supervised group member .................................................................................................................. 3 Example 2: Stacked entities .................................................................................. 7 Example 3: Branch...

... is increased from 5 CPD hours to 7 CPD hours for each Assessment Period. (3) CPD Activities delivered via virtual classroom platforms The IA regards Type 1 and Type 7 Qualified CPD Activities, as defined in GL24, which are delivered via virtual classrooms (e.g. Microsoft Teams, Cisco Webex, Zoom) as...

... is increased from 5 CPD hours to 7 CPD hours for each Assessment Period. (3) CPD Activities delivered via virtual classroom platforms The IA regards Type 1 and Type 7 Qualified CPD Activities, as defined in GL24, which are delivered via virtual classrooms (e.g. Microsoft Teams, Cisco Webex, Zoom) as...

... actions 5.7 Some insurers expressed Target Capital in a range of amounts or solvency ratios to assist management in capital planning. These insurers set three to five capital bandings ranging from regulatory capital requirements to above Target Capital, where different possible management actions were...

... information and customers’ self declaration  Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation  FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018  The Government has implemented a work plan in accordance with the...

... information and customers’ self declaration  Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation  FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018  The Government has implemented a work plan in accordance with the...

... information and customers’ self declaration  Delay and inaccuracy in “Suspicious Transaction Reporting (“STR”)” 5 5 International AML Standards on Mutual Evaluation  FATF will conduct the fourth round mutual evaluation on Hong Kong in 2018  The Government has implemented a work plan in accordance with the...

... ....................................................... 15 Chapter 4 Customer due diligence ................................................... 19 Chapter 5 Ongoing monitoring ........................................................ 65 Chapter 6 Financial sanctions and terrorist financing ..................... 68 Chapter 7 Suspicious transaction reports...

... the event of a failure by the service provider to perform the outsourced service. The insurer should exercise due diligence and care to ensure that all risks identified have been addressed before implementing the proposed arrangement or change. 5.7. After the insurer implements a new outsourcing...