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Form_N1.pdf
...: Reasion for Termination 2: Yes 3: Off No 3: Off Yes 4: Off No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2020-06-24
[PDF]
Form_N1_Oct19.pdf
... No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5: Effective Date of Termination 5: Reason for Termination 5...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2020-06-24
[PDF]
cir_aml_20170309.pdf
... 7f75288fd94e9b8bbe5b9a521b5efa7684002000410064006f006200650020005000440046002065876863900275284e8e9ad88d2891cf76845370524d53705237300260a853ef4ee54f7f75280020004100630072006f0062006100740020548c002000410064006f00620065002000520065006100640065007200200035002e003000204ee553ca66f49ad87248672c676562535f00521b5efa768400200050004400460020658768633002> /CHT...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170309.pdf -
Date: 2018-01-15
[PDF]
Circular_01042022.pdf
... all scheduled repayments (including principal and interest repayments) over the entire tenure5 of premium financing facility; and (c) repay the sum owed under the premium financing facility if demanded by the lender before maturity of the policy. 3. To comply with the above requirement, insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01042022.pdf -
Date: 2022-05-31
... must follow the Point-of-sale Audio Recording Script issued by the HKFI (See Appendix G) 5) As per the guidelines of Privacy Commissioner, the recordings of calls for policies which have been successfully issued should be kept during the period of the policies and for a period of 7 years from the date...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
[PDF]
GL3_AML_Eng.pdf
... imprisonment of 7 years and a fine of $1 million upon conviction. s.5, AMLO 1.22 The AMLO also makes it a criminal offence if a person who is an employee of an II or is employed to work for an II or is concerned in the management of an II (1) knowingly; or (2) with the intent to defraud the II or the IA...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... imprisonment of 7 years and a fine of $1 million upon conviction. s.5, AMLO 1.22 The AMLO also makes it a criminal offence if a person who is an employee of an II or is employed to work for an II or is concerned in the management of an II (1) knowingly; or (2) with the intent to defraud the II or the IA...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
... imprisonment of 7 years and a fine of $1 million upon conviction. s.5, AMLO 1.22 The AMLO also makes it a criminal offence if a person who is an employee of an II or is employed to work for an II or is concerned in the management of an II (1) knowingly; or (2) with the intent to defraud the II or the IA...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... offence upon conviction is imprisonment for 14 years and a fine of $5 million. s.6, 7, 8, 8A, 13 & 14, UNATMO 1.28 The UNATMO, among other things, criminalizes the provision or collection of property and making any property or financial (or related) services available to terrorists or terrorist...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
cir_aml_20170112.pdf
... 7f75288fd94e9b8bbe5b9a521b5efa7684002000410064006f006200650020005000440046002065876863900275284e8e9ad88d2891cf76845370524d53705237300260a853ef4ee54f7f75280020004100630072006f0062006100740020548c002000410064006f00620065002000520065006100640065007200200035002e003000204ee553ca66f49ad87248672c676562535f00521b5efa768400200050004400460020658768633002> /CHT...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170112.pdf -
Date: 2018-01-15