Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... controls over its staff so as to ensure full compliance of Statutory and/or Governmental Requirements and this Code in every aspect by Member and/or Relevant Person(s) of a Member, and to safeguard the interests of client. For this purpose, appropriate and adequate policies and measures should be...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... enrolment. Please refer to the website of VTC for enrolment details and other examination requirements applicable to RIME. RIME may not be able to replace the full decrease in IIQE seating capacity caused by the pandemic (and we wish to manage expectations in this respect). It does, however, serve as the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_RIME_15032022_ENG.pdf -
Date: 2022-05-31
...: _________________________________________________________ IA (01/2022) - 4 - *Please delete where appropriate V. List of documents in support of your complaint (Please provide a copy of the relevant documents (e.g. correspondence between yourself and the insurer/intermediary, policy documents etc.) If you need more space, please continue on a separate piece...
https://www.ia.org.hk/english/aboutus/files/Editable_Complaint_Form_Eng_2022Jan.pdf -
Date: 2022-01-01
...: _________________________________________________________ IA (01/2022) - 4 - *Please delete where appropriate V. List of documents in support of your complaint (Please provide a copy of the relevant documents (e.g. correspondence between yourself and the insurer/intermediary, policy documents etc.) If you need more space, please continue on a separate piece...
https://www.ia.org.hk/english/aboutus/files/Editable_Complaint_Form_Eng_2022Jan.pdf -
Date: 2022-01-01