... far, has been mainly through the issuance of letters of concern and compliance advice letters in order to raise awareness of the requirements and warn against such contraventions. As we move into our second year, however, and as our enforcement process gains maturity, a gradual stepping up of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
... in the last 10 years failed to satisfy any debt adjudged due and payable by him as a judgement-debtor under an order of a court in Hong Kong or elsewhere? If so, give full particulars. 11. Has he, in connection with the formation or management of any body corporate or insurer, been adjudged by a...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/E-GN5.pdf -
Date: 2020-06-22
... adjusters and surveyors, security consultants and installation companies, property and engineering surveyors consultants and vendors, consulting engineers and architects; 18 (c) with the written consent of that client; or (d) with court order or to comply with obligations imposed upon him by law. (E...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonMininumRequirementsforInsuranceBrokers.pdf -
Date: 2020-06-16
... adjusters and surveyors, security consultants and installation companies, property and engineering surveyors consultants and vendors, consulting engineers and architects; 18 (c) with the written consent of that client; or (d) with court order or to comply with obligations imposed upon him by law. (E...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form ...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form ...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... Consultation Paper on the Draft Insurance (Group Capital) Rules Consultation Paper on Draft Insurance (Group Capital) Rules 1 FOREWORD 1. This paper is published by the Insurance Authority to consult the public on the draft rules to be made under section 129 of the Insurance Ordinance (Cap. 41), na...
https://www.ia.org.hk/english/infocenter/files/Consultation_Paper_on_the_Draft_Insurance_Group_Capital_Rules_ENG.pdf -
Date: 2020-08-19